Search for: "In re Allison" Results 101 - 120 of 782
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
16 Mar 2021, 8:30 am by John Jascob
By Amanda Maine, J.D.In a speech at a virtual event hosted by the Center for American Progress (CAP), Acting SEC Chair Allison Herren Lee announced that she is asking the staff to evaluate the SEC’s rules relating to the disclosure of climate change risk. [read post]
3 Mar 2021, 3:03 am by Lynn Jokela
Companies want to do the right thing and tell all they’re doing on the D&I front, and stakeholders want to see this. [read post]
17 Feb 2021, 7:40 am by Erica Aries
Allison Shelley When I moved to D.C. they made it a lot easier. [read post]
17 Feb 2021, 3:01 am by Liz Dunshee
The paper caught the attention of three Democratic US Senators – who used the research as a basis for this letter to Acting SEC Chair Allison Herren Lee. [read post]
11 Feb 2021, 9:03 pm by Sabrina Minhas
Securities and Exchange Commission (SEC) Allison Herren Lee authorized senior members of the agency’s enforcement division to issue Formal Orders of Investigation, which enable members of the division to take sworn testimony and issue subpoenas. [read post]
3 Feb 2021, 4:15 am by SHG
You’re either with them or against them, and if you’re not with them, you’re racist. [read post]
28 Jan 2021, 3:10 am by Liz Dunshee
I was hoping to punt coverage of the amateur trading insanity to John’s blog rotation next week, but it seems notable that the SEC’s Acting Chair Allison Herren Lee – along with Pete Driscoll, Director of the Division of Examinations, and Christian Sabella, Acting Director of the Division of Trading and Markets – issued this joint statement yesterday to say they’re on the case. [read post]
4 Jan 2021, 1:26 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
31 Dec 2020, 3:03 am by Lynn Jokela
Looking Ahead: Hope for 2021 As we’re ready to say sayonara to 2020 and look forward to 2021, I wish each of you good health and happiness. [read post]
28 Dec 2020, 3:36 am
Examining Attorney Allison Holtz maintained that SPIDER WOOD is a type of tangled, decorative wood. [read post]
27 Dec 2020, 9:06 pm by Series of Essays
COVID-19 and Access to Medical Care in the United States May 26, 2020 | Allison K. [read post]
17 Dec 2020, 8:30 pm by Jim Sedor
SEC member Allison Lee said the rule does not demand the “detail” that would enable regulators to spot potential corruption. [read post]
7 Dec 2020, 10:16 am by William Ford, Tia Sewell
Attorney for the Central District of California; Allison Peters, deputy director of Third Way’s National Security Program; and Ari Schwartz, former special assistant to President Obama and senior director for cybersecurity. [read post]
25 Nov 2020, 3:07 am by Liz Dunshee
Commissioners Allison Herren Lee & Caroline Crenshaw dissented – and they were careful to point out that they did support the other proposal. [read post]