Search for: "In re Disqualification of Franks"
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21 Jul 2015, 4:15 am
To take stock of where we’ve been & where we’re going, here’s a rundown of what’s being said about Dodd-Frank on its anniversary: – SEC Chair White – House Financial Services Committee – Q & A with Dodd-Frank (WSJ) – WSJ – Bloomberg – Market Watch – The Hill – Fortune – Money Also check out Davis Polk’s “5th Anniversary Dodd-Frank Progress Report” and cool… [read post]
12 Feb 2021, 11:53 am
Frank Bowman recently published an essay in Lawfare that criticized arguments I made in an essay on the site. [read post]
10 Jun 2014, 5:00 am
Congress mandated the change in Dodd-Frank. [read post]
30 Jul 2011, 8:26 am
It's easier to read, and the design now pulls you into Joe's opinionated writing, which is what you're there for. [read post]
9 Jul 2011, 6:28 am
If you're interested in this subject, Liles's letter is short and worth reading, but here's a part of his letter that hit me over the head: " . . . [read post]
22 Sep 2013, 9:46 pm
Below is a summary of the changes with respect to the disqualification of certain "bad actors" in connection with private offerings. [read post]
16 Mar 2011, 2:00 am
If you’re reading this blog, then you had a better Ides of March than Julius Caesar did in 44 B.C.E. [read post]
10 Apr 2021, 10:52 pm
An unexpected inheritance can potentially trigger a disqualification for continued receipt of benefits, but a valid disclaimer can avoid such a disqualification. [read post]
1 Aug 2008, 10:13 am
Representing Appellant: Frank R. [read post]
14 Jul 2022, 2:18 pm
From Judge Frank Volk's decision yesterday in Gibson v. [read post]
22 Sep 2013, 3:46 pm
Effectiveness of final rules The final rules regarding the “bad actor” disqualification can be found here; also, see the SEC’s Fact Sheet regarding such disqualification here. [read post]
16 Sep 2010, 4:39 am
Moderator: Lynn Alstadt, Buchanan Ingersoll & Rooney, PC, Pittsburgh, PA Frank E. [read post]
20 May 2013, 9:43 am
Readers may feel free to re-post this content elsewhere as well. [read post]
9 Jun 2010, 3:30 am
Two, it means you're old. [read post]
9 Mar 2011, 5:00 am
I and II of this three-part post discussed Chief Judge Frank H. [read post]
23 Jun 2014, 3:44 am
But as noted by Steve Quinlivan in his blog, a report issued by the “Enough Project” indicates market changes spurred by this Dodd-Frank provision have helped to significantly reduce the involvement of armed groups in eastern Democratic Republic of Congo in the mines of three out of the four conflict minerals. [read post]
19 Nov 2023, 11:28 am
Frank,*Frank H. [read post]
18 Nov 2010, 6:00 am
In terms of going forward: "If we're going to restrict them strictly on a dollars test, maybe that is not the place to go. [read post]
19 Nov 2021, 8:21 am
See, e.g., In re Benjamin, 33 Mass. [read post]
22 Jun 2012, 12:30 am
http://t.co/eR813dgo # Fascinating: How You Use The Internet May Reveal You're Depressed http://t.co/qLYwIOHB # Ediscovery and DataProtection Daily is out! [read post]
