Search for: "In re Focus Financial Partners, Inc. Securities Litigation"
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15 Nov 2021, 10:39 am
Securities and Exchange Commission (SEC) Chair Gensler at the Institutional Limited Partners Association Summit and an SEC Division of Examinations (EXAMS) Risk Alert published on the same day highlight the ongoing focus of the SEC on advisory fees, both in the institutional and retail spaces. [read post]
15 Nov 2021, 10:39 am
Securities and Exchange Commission (SEC) Chair Gensler at the Institutional Limited Partners Association Summit and an SEC Division of Examinations (EXAMS) Risk Alert published on the same day highlight the ongoing focus of the SEC on advisory fees, both in the institutional and retail spaces. [read post]
7 May 2010, 12:29 pm
In re Refco, Inc. [read post]
19 Jul 2022, 2:59 pm
The authors of this guest post are: Doug Greene, BakerHostetler, Leader, Securities and Governance Litigation Team; Genevieve York-Erwin, BakerHostetler, Partner; Mike Tomasulo, Baldwin Risk Partners, Managing Partner, Management Liability National Practice Leader: Emily Baxter, BakerHostetler, Associate; and Alex Karambelas, BakerHostetler, Associate. [read post]
23 Feb 2024, 4:34 am
DISCO Announces Fourth Quarter and Fiscal Year 2023 Financial Results CS Disco, Inc. [read post]
31 Jan 2024, 9:01 pm
Goldman Sachs Group Inc. [read post]
8 Jul 2014, 9:00 am
We also expect cybersecurity issues to become increasingly prominent in the broader realm of corporate governance as directors are likely to face greater scrutiny under the standards of In re Caremark International, Inc. [read post]
4 Feb 2015, 3:29 am
” Ferguson explained to Law360 how the team continues to evolve: “Our focus the past year has been on making sure that our strength in breach response and all the knowledge we’ve developed in terms of what are the best practices in responding to a breach are being applied to enhancing the services we’re providing our clients prebreach and in high-profile litigation. [read post]
23 Jan 2024, 9:01 pm
The merger was allegedly orchestrated by prominent buyout firm 3G Capital Partners with a plan to extract $1.5 billion in cost savings. [read post]
29 Mar 2024, 6:00 am
Legal and Regulatory Developments SPOTLIGHT: Visa, Mastercard Swipe Fee Deal Fails to Stem More LitigationBloomberg Law – March 28, 2024 (subscription may be required) Visa Inc. and Mastercard Inc. [read post]
18 Dec 2024, 10:37 am
Amalgamated Bank, Meta Platforms Inc. [read post]
16 Jun 2022, 9:05 pm
By requiring a description of all such litigation, regardless of whether the amount of money involved is itself material, the Commission believes it has given recognition to both the importance of the national environmental policy and the far-reaching effects, both financial and environmental, of violations of environmental laws.[8] Importantly, the SEC also concluded that Congress expected SEC disclosure authority to be used to “require the dissemination of information which… [read post]
5 Jul 2023, 9:01 pm
In re Tesla Inc. [read post]
19 Nov 2021, 10:47 am
See In re The Boeing Company Derivative Litigation, 2021 WL 4059934 (Del. [read post]
17 Feb 2017, 8:39 am
Sovereign bond contracts included a number of protective clauses but the focus was on security for the loan. [read post]
7 Jan 2015, 6:00 am
Stockholders Litigation and In re Del Monte Foods Company Shareholders Litigation, critical of the conduct of financial advisors [read post]
5 Aug 2011, 3:03 pm
In addition to pharmaceutical cases, the MDL Panel has considered cases involving wage and hour litigation, airplane crashes, train wrecks, hotel fires, asbestos, securities and financial fraud, antitrust, and patent cases. [read post]
5 Aug 2011, 3:03 pm
In addition to pharmaceutical cases, the MDL Panel has considered cases involving wage and hour litigation, airplane crashes, train wrecks, hotel fires, asbestos, securities and financial fraud, antitrust, and patent cases. [read post]
2 Sep 2024, 7:27 am
Whether you’re in legal, accounting, consulting, or another field, where skills and knowledge are often replicable, differentiation is both crucial and challenging. [read post]
13 Feb 2023, 5:59 am
Specifically, Vice Chancellor Laster’s October 25, 2022 opinion in the longstanding litigation styled, In Re: P3 Health Group Holdings LLC holds that individual partners of the sponsor without a formal appointment or role at the portfolio company could be subject to exposure as “acting managers” of the portfolio company in connection with their management or operation of the portfolio company under Delaware law. [read post]
