Search for: "In the Matter of Mutual Fund Market-timing Litigation" Results 1 - 20 of 254
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1 Jul 2009, 7:49 am
Target-Date mutual funds are not always what they appear to be, reports Leslie Wayne in her June 25, 2009 article in the New York Times entitled "Target-Date Mutual Funds May Miss Their Mark. [read post]
8 Nov 2023, 9:05 pm by renholding
Industry participants cite lower compliance and marketing costs as a key reason CITs have lower fees than do comparable mutual funds. [read post]
12 May 2011, 8:00 am by Ken Lopez
Many jurors may have investments in the stock market or in mutual funds, directly or through their retirement plans, and may have some sense of how securities markets work. [read post]
13 Jan 2011, 8:00 am by Jennifer S. Taub
It ‘caused mutual fund prospectuses to be issued for Janus mutual funds and made them available to the investing public, which created the misleading impression that [JCM] would implement measures to curb market timing in the Janus Funds. [read post]
24 May 2011, 1:59 am by Kevin LaCroix
As a general matter, the investors alleged that the Funds had been marketed as representing investments that did not involve undue risk, but that beginning in 2006, the Funds had invested heavily in “risky” investments such as mortgage-backed securities, credit-default swaps and total-return swaps. [read post]
2 Sep 2011, 7:34 pm by Hedge Fund Lawyer
Her practice focused on business litigation and defense of private securities actions and SEC matters. [read post]
6 Jun 2008, 1:34 am
It is nearly three times the value of the U.S. stock markets. [read post]
27 Jun 2007, 12:26 pm
Allegations that Monson should have known that the procedural agreement for mutual fund investments he together would play a part in JB Oxford Holdings's mutual fund investments were also dismissed . [read post]
7 Dec 2010, 3:07 pm by James Hamilton
Specifically, the shareholders alleged that the prospec¬tuses of several of the funds created the mis¬leading impression that the adviser would implement measures to curb market timing in the funds when in fact secret arrangements with several hedge funds permitted market timing transactions. [read post]
29 Apr 2008, 3:35 am
India does not offer title certification and properties are often the subject-matter of litigation for protracted periods of time. [read post]
7 Jan 2013, 6:00 pm by Jonathan Macey
Market timing, however, may impose costs on other mutual fund investors. [read post]
Fed
13 Mar 2010, 5:04 pm by James Hamilton
Fed to Allow Money Market Funds as Reverse Repo CounterpartiesI want to thank my colleague Mark Nelson for this excellent piece on a topical issue.The Federal Reserve Bank of New York has announced that it will expand the set of counterparties it uses for reverse repo transactions to include money market mutual funds. [read post]
19 Sep 2013, 9:53 am by Bexis
”The simple fact of the matter is that, while a drug (or device) company supposedly might be able to fool some of the medical community some of the time, it’s simply not possible to fool all of the medical community all of the time. [read post]
31 Mar 2020, 1:50 pm by Kevin LaCroix
  The current market turmoil will only exacerbate these litigation risks. [read post]
16 Dec 2015, 7:44 am by Lax & Neville LLP
Lax & Neville LLP has nationally represented small broker-dealers, financial services professionals and securities industry companies in regulatory matters and securities-related and commercial litigation. [read post]
15 Jul 2008, 2:39 pm
Fair Funds have also been created in proceedings against Fannie Mae ($350 million), Tyco ($50 million), and from mutual fund companies and third party institutions that engaged in "market timing" of those funds' shares (over $1 billion). [read post]
14 Feb 2009, 3:54 pm
Court of Appeals for the Fourth Circuit affirmed that the Securities Litigation Uniform Standards Act preempts the litigation of variable annuity investors who were allegedly harmed by market timing involving mutual funds that were part of their investment allocations. [read post]