Search for: "In the Matter of the Adoption of RMS"
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29 Feb 2024, 12:02 pm
When the bank filed a request for review of the determination with the Director of Risk Management Supervision (“RMS”), the Director issued a decision concurring in the Regional Office’s determination. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
29 Oct 2023, 9:01 pm
The Proposed Guidelines reflect the FDIC’s focus on board oversight of compensation programs, including through the requirement that a covered institution establish a dedicated, standalone compensation committee, and by requiring that the board adopt and oversee a Compensation and Performance Management Program. [read post]
16 Oct 2023, 9:01 pm
” This technique is in contrast to the FRB’s approach of adopting principles-based guidance. [read post]
26 May 2023, 1:24 pm
CV-20-00246-TUC-RM, 2023 WL 142908, at *2 (D. [read post]
14 Mar 2023, 5:05 pm
This is crucial at a time when many EU member states are failing to adopt laws to effectively transpose the new EU Directive on whistle-blower protection, with some clearly stepping backwards (..). [read post]
4 Oct 2022, 6:20 pm
As a matter of first impression for our Circuit, we hold that the legislative invocation at issue constitutes government speech. [read post]
29 Aug 2022, 5:00 am
Specific to the COVID-19 vaccine, children under age 18 in most jurisdictions will require parental consent.[8] While the Supreme Court has noted that “[c]onstitutional rights do not mature and come into being magically only when one attains the state-defined age of majority; [m]inors as well as adults are protected by the Constitution and possess constitutional rights,”[9] in practice, the protections afforded by the Constitution are much more limited as a matter of principle… [read post]
21 Aug 2022, 5:06 am
” The rule applied “even where the program matter is furnished without charge or at a nominal charge as an inducement to the broadcast of the program. [read post]
16 Aug 2022, 1:30 am
The opinion sets the scene for the CJEU and could be a glimpse into the CJEU's position on the matter in the near future. [read post]
16 Aug 2022, 1:30 am
The opinion sets the scene for the CJEU and could be a glimpse into the CJEU's position on the matter in the near future. [read post]
19 Jun 2022, 5:19 am
The claimant intends to take the matter to the Federal Constitutional Court. [read post]
12 Jan 2022, 6:47 am
RM: As a policy matter, I have no real quarrel with the consultant corollary per se, although I find the textualist analysis offered by the dissenters in the Ninth and Fifth Circuits to be persuasive. [read post]
8 Dec 2021, 11:27 am
We recommend firms discuss the annual review with their outside counsel or compliance firm to obtain guidance about the review process and a template for the assessment. [read post]
8 Dec 2021, 7:27 am
We recommend firms discuss the annual review with their outside counsel or compliance firm to obtain guidance about the review process and a template for the assessment. [read post]
27 Nov 2021, 6:26 am
It remitted the matter to the Supreme Court for a hearing . [read post]
1 Nov 2021, 4:00 am
This information can be used to support the development of engagement strategy for future matters. [read post]
22 Dec 2020, 9:43 am
We recommend firms discuss the annual review with their outside counsel or compliance firm, who can provide guidance about the review process and a template for the assessment and documentation. [read post]
21 Jul 2020, 5:21 pm
I wonder whether any district courts within the Circuit will adopt it. [read post]
23 Dec 2019, 11:29 am
RM comment: Agreed. [read post]
