Search for: "Industrial Commission Special Fund"
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17 Feb 2021, 12:58 pm
Tavel received a total of $19,700 in commissions for the transactions. [read post]
31 Jul 2008, 4:27 am
A factoring company like Colonial Settlement Partners is nothing special, a dime a dozen. [read post]
28 Jun 2016, 11:43 am
The Securities and Exchange Commission today announced that C. [read post]
4 Feb 2015, 4:25 am
The Special Fund refused to make payment on Valenzuela's claim, finding he had already received "full compensation benefits" from the IMSS.Valenzuela objected and requested a hearing before the Industrial Commission. [read post]
10 Mar 2016, 10:13 am
The Securities and Exchange Commission today announced that Anthony S. [read post]
28 Aug 2009, 2:50 pm
In his USA Today article entitled "Leveraged funds earn warning alert," John Waggonner reports that the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission have also issued special alerts about leveraged ETFs. [read post]
10 Nov 2021, 5:41 pm
Both FINRA, the U.S. securities industry regulator, and the Securities and Exchange Commission (SEC) are probing SPACs. [read post]
10 May 2010, 5:00 am
Introduction “Pay-to-play” concerns in the financial services industry were placed under a spotlight in 2009 as a result of scandals highlighted by an investigation of the New York State Common Retirement Fund (“NY Retirement Fund”), the third largest public fund in the United States. [read post]
10 Oct 2011, 1:45 pm
AAG INV-1 and SOP 94-4-1, the industry associations said that applicable accounting rules, which permit stable value funds to value fund assets at contract value regardless of fluctuations in the value of the fund’s investments, require the fund to obtain a stable value contract providing this participant protection. [read post]
21 Feb 2021, 11:15 am
Indigent Defense In Maine — How Special Are We? [read post]
8 May 2012, 10:55 am
Private funds should consider and continue to comply with advertising and disclosure rules as applicable to registered advisers and members of the Financial Industry Regulatory Authority (“FINRA”). [read post]
30 Nov 2020, 7:54 am
Congress has also created a Special Inspector General for Pandemic Recovery (SIGPR) to oversee CARES Act funding distribution, and the Department of Justice and Securities and Exchange Commission (SEC) have already begun investigations and fraud prosecutions. [read post]
4 Jul 2011, 9:54 pm
Securities and Exchange Commission ("SEC") had filed a civil complaint against several hedge fund managers for overvaluing illiquid assets. [read post]
4 Feb 2021, 3:55 am
Problems with Special Taxes on the Digital Economy The current digital levy consultation outlines options for special taxes on digital companies. [read post]
27 Mar 2009, 7:48 am
The acknowledgement by both sides that the split commission model used in all structures outside the DOJ program is in fact industry practice and that the Vaccine program is in fact an anomaly in how it functions in that regard. 2. [read post]
2 Oct 2021, 7:59 am
Pix CECC YouTube Channel HERE It is interesting that at just about the time that the Norwegian Pension Fund Global produces a sustained examination of the environmental harms to which Chinese traditional medicine companies contribute (see discussion The Environmental Expectations of Tradition in the Era of Sustainability: The Norway Pension Fund Global Action to Discipline Chinese Traditional Medicine Enterprise) the The Congressional-Executive Commission on… [read post]
15 Nov 2011, 5:10 pm
Seniors are often an easy target for investment fraud – so much so that the Financial Industry Regulatory Authority (FINRA) is warning some broker/dealers about the use of designations that may imply special expertise in working with elderly investors. [read post]
17 Jun 2022, 6:57 am
The SEC notes a growing demand for specialized models focusing on particular industries or strategy, like sustainability or ESG. [read post]
26 May 2010, 5:43 pm
In the end, the commission ruled that PPC can indeed qualify as a domestic industry based on its legal bills, as long as they're related to patent licensing. [read post]
23 Dec 2019, 2:00 pm
The Special Diabetes Program. [read post]
