Search for: "Institutional Investor, LLC "
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15 May 2024, 1:49 pm
See also: LLC, S-Corp, & C-Corp: What’s Best for US Expats? [read post]
7 May 2024, 7:35 am
Negligence involving GPB Capital Offerings November 2022 – According to FINRA, between May 4, 2018, and June 29, 2018, FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial negligently failed to disclose to investors crucial information regarding an offering related to GPB Capital Holdings, LLC. [read post]
2 May 2024, 12:35 pm
Over a four-year period, RBC allegedly improperly allocated bonds intended for institutional customers and dealers to “flippers,” who then resold them for profit. [read post]
29 Apr 2024, 7:00 am
Tax specialists familiar with R&D tax credits, stock options, and angel investor regulations are key for tech businesses to navigate their unique financial landscape. [read post]
25 Apr 2024, 12:48 pm
Monteleone, Esq, Principal Catamount Services, LLC; and S. [read post]
22 Apr 2024, 1:35 am
Limited Liability Companies (LLCs) vs. [read post]
17 Apr 2024, 10:19 am
Finally, SAFETY Act protection can prove highly valuable in other contexts where the safety and security of a company’s products, services, or operations is scrutinized— whether by regulators, investors, customers, or jurors. [read post]
6 Apr 2024, 4:42 pm
According to Shou Zi Chew, the CEO of at least one of the TikTok entities (the sources are frustratingly vague, always referring to him as the “CEO of TikTok” without specifying which TikTok entity), non-PRC institutional investors own 60%, founder Zhang Yiming owns 20%, and employees own 20%. [read post]
3 Apr 2024, 9:01 pm
And, together, we are better able to protect investors – which, after all, should be our shared mission. [read post]
15 Mar 2024, 6:30 am
Gephardt, Gephardt Group LLC, on Thursday, March 14, 2024 Tags: Board of Directors, corporate boards, Employees, stakeholder engagement, Stakeholders [read post]
15 Mar 2024, 6:30 am
Gephardt, Gephardt Group LLC, on Thursday, March 14, 2024 Tags: Board of Directors, corporate boards, Employees, stakeholder engagement, Stakeholders [read post]
6 Mar 2024, 2:22 pm
A federal grand jury has indicted Linwei Ding, aka Leon Ding, charging him with four counts of theft of trade secrets in connection with an alleged plan to steal from Google LLC (Google) proprietary information related to artificial intelligence (AI) technology. [read post]
5 Mar 2024, 5:40 am
By Suzanne CosgroveThe Council of Institutional Investors (CII) has urged the SEC to initiate new rulemaking that will make it easier to trace shares sold into the marketplace through both direct listings and initial public offerings and, in the process, protect investors’ rights under Section 11 of the Securities Act of 1933.The CII said the urgency of its petition is in part a response to the Supreme Court decision Slack Technologies, LLC v. [read post]
1 Mar 2024, 6:30 am
Proxy Voting Guidelines Posted by Daniel Chang and Rajeev Kumar, Georgeson LLC, on Thursday, February 29, 2024 Tags: Board composition, board diversity, Climate Disclosure, Diversity, Proxy voting, Shareholder proposals, Sustainability Trends in S&P 500 Board of Director Compensation Posted by Linda Pappas, Christine Skizas, and Olivia Wakefield, Pay Governance LLC, on Thursday, February 29, 2024 Tags: Board of Directors, Director compensation, equity awards, S&P 500 [read post]
1 Mar 2024, 6:30 am
Proxy Voting Guidelines Posted by Daniel Chang and Rajeev Kumar, Georgeson LLC, on Thursday, February 29, 2024 Tags: Board composition, board diversity, Climate Disclosure, Diversity, Proxy voting, Shareholder proposals, Sustainability Trends in S&P 500 Board of Director Compensation Posted by Linda Pappas, Christine Skizas, and Olivia Wakefield, Pay Governance LLC, on Thursday, February 29, 2024 Tags: Board of Directors, Director compensation, equity awards, S&P 500 [read post]
1 Mar 2024, 3:30 am
Yesterday, the Council of Institutional Investors sent this letter to the SEC to request that the Commission initiate rulemaking to require a technological solution to the issue of “traceability. [read post]
29 Feb 2024, 6:31 am
Posted by Daniel Chang and Rajeev Kumar, Georgeson LLC, on Thursday, February 29, 2024 Editor's Note: Daniel Chang is Senior Institutional Analyst, and Rajeev Kumar is Senior Managing Director at Georgeson LLC. [read post]
29 Feb 2024, 6:31 am
Posted by Daniel Chang and Rajeev Kumar, Georgeson LLC, on Thursday, February 29, 2024 Editor's Note: Daniel Chang is Senior Institutional Analyst, and Rajeev Kumar is Senior Managing Director at Georgeson LLC. [read post]
22 Feb 2024, 1:23 pm
The alliance is designed to support financial institutions, investors and other entities by helping stakeholders optimize asset value on distressed and underperforming […] The post MacKenzie Companies forms new division to support distressed office assets appeared first on Maryland Daily Record. [read post]
22 Feb 2024, 4:14 am
(See HOA/Condo Rental Restrictions, Corporate Owners & Institutional Investors and Short-Term Rentals in North Carolina and South Carolina HOAs and Condominiums) In a decision issued this week (February 21, 2024), the North Carolina Court of Appeals struck down a condominium rental amendment as unreasonable. [read post]
