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9 Feb 2021, 6:01 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Tuesday, February 9, 2021 Editor's Note: Anthony Campagna is Executive Director and Duncan Paterson is Associate Director at ISS ESG, the responsible investment arm of Institutional Shareholder Services. [read post]
20 Aug 2010, 6:07 pm
Xspand, Inc., 700 F. [read post]
14 Jul 2012, 5:19 pm
“Four years ago, The National Association of Securities Dealers, Inc. [read post]
11 Feb 2016, 10:00 pm
The Washington D.C. based National Restaurant Association (NRA) plans on integrating its ServSafe program, which it calls “the gold standard in food safety training,” with NRFSP’s food safety management certifications. [read post]
5 Jun 2014, 11:52 am
At that time, he was barred from association with any firm affiliated with National Association of Securities Dealers (NASD) which has since become FINRA. [read post]
8 Jul 2014, 6:17 am
Between 1997 and 2008, Foerster was associated with Citigroup Global Markets, Inc. [read post]
13 Sep 2017, 4:00 pm
Employers beware of potential National Labor Relations Act unfair labor practices risks that may arise from their adoption or enforcement of overly broad or restrictive workplace recording, acceptable use, workplace conduct, commitment-to-integrity or other policies that might be construed to prohibit or deter employees from exercising protected organization or other collective bargaining rights under the National Labor Relations Act (NLRA) in light of the Fifth Circuit’s July 25,… [read post]
23 Apr 2013, 6:00 am
When corporate insiders leak confidential information to a select few, the integrity of our markets is undermined," said Sanjay Wadhwa, Senior Associate Director of the SEC's New York Regional Office. [read post]
11 Jul 2018, 10:14 am
., Inc., 793 F.3d 1306, 1323 (Fed. [read post]
20 Dec 2016, 7:44 am
Dakota Plains Holdings, Inc. is an integrated midstream energy company operating the Pioneer Terminal with services that include outbound crude oil storage, logistics, and rail transportation and inbound frac sand logistics, according to their website. [read post]
12 Jun 2009, 9:43 am
There are obviously huge costs associated with integrating the two companies into one immense joint venture. [read post]
14 Nov 2023, 6:26 pm
Conclusion The due diligence failures at Haywood Securities (USA) Inc. underscore the fundamental importance of robust investigative practices in the financial industry. [read post]
4 Jun 2009, 10:26 am
On June 4, 2009, Alta Bates Medical Group, Inc. [read post]
23 Mar 2018, 6:06 am
The National Association of Securities Dealers, Inc. [read post]
17 Feb 2023, 5:06 am
The National Association of Securities Dealers, Inc. [read post]
18 Apr 2017, 10:20 am
Dakota Plains Holdings, Inc. is an integrated midstream energy company operating the Pioneer Terminal with services that include outbound crude oil storage, logistics, and rail transportation and inbound frac sand logistics, according to their website. [read post]
16 Aug 2022, 9:00 am
Less than a week after announcing its acquisition of BigSquare, a provider of financial and business intelligence and analytics for law firms, legal technology company Litera today announced another — of Micron Systems Inc., a developer of talent management software for the legal and accounting professions. [read post]
25 Aug 2016, 11:53 am
According to Antonia Chion, Associate Director for the Enforcement Division, “Financial incentives in the form of whistleblower awards, as Congress recognized, are integral to promoting whistleblowing to the Commission. [read post]
22 Oct 2014, 9:56 am
To make the transaction financially attractive to potential physician partners, DaVita would manipulate the financial models used to value the transaction. [read post]
10 Jul 2019, 1:35 am
The financial consequences of this distinction can be significant. [read post]
