Search for: "Intercontinental Exchange, Inc v. Securities and Exchange Commission"
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23 Apr 2013, 6:28 am
Sethi, and Intercontinental Regional Center Trust of Chicago, LLCCase number: 13-cv-00982 (United States District Court for the Northern District of Illinois)Case filed: February 6, 2013Qualifying Judgment/Order: April 19, 2013 4/23/2013 7/22/2013 2013-38 SEC v. [read post]
24 Nov 2024, 9:01 pm
The Securities and Exchange Commission announced on November 22 that it filed 583 total enforcement actions in fiscal year 2024 while obtaining orders for $8.2 billion in financial remedies, the highest amount in SEC history. [read post]
31 Dec 2019, 8:13 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
26 Aug 2022, 4:00 am
White Coats in the State Capital: OB-GYNs become political force in abortion wars Yahoo News – Alice Miranda Ollstein and Megan Messerly (Politico) | Published: 8/22/2022 Physicians, many of whom have never mobilized politically, are banding together in the wake of the Supreme Court overturning Roe v. [read post]