Search for: "International Financial Services, Inc." Results 61 - 80 of 3,490
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5 Feb 2019, 10:46 am by Jeffrey Fessler
Issuers have remediated such material weaknesses by, among other things, engaging third-party service providers to assist with financial reporting, hiring staff with appropriate accounting and financial reporting knowledge and conducting training related to key accounting policies, internal controls and SEC compliance. [read post]
16 Aug 2010, 1:22 pm by MBA
(“WFG”) in connection with their sale of 100% equity of WFG to Open Solutions Inc., a leading provider of integrated enabling technologies for financial service providers throughout the United States, Canada and other international markets. [read post]
On 19 December 2019, the  Association of Financial Markets in Europe, Futures Industry Association, International Capital Market Association, International Swaps and Derivatives Association, Inc. and International Securities Lending Association co-published a new agreement intended to simplify reporting across different EU regulatory regimes. [read post]
22 Oct 2016, 5:34 pm by Howard Friedman
In 2007, a former president of the synagogue-- attempting to save it from financial collapse-- entered an arrangement with Oorah, Inc., an Orthodox Jewish charity affiliated with Kars4Kids. [read post]
31 Jan 2014, 2:10 am
 Brooks was first registered in 1996 with FINRA member firm Ameriprise Financial Services, Inc. [read post]
22 Feb 2021, 8:38 am by Joelle Hinds, CFP®, CDFA®
  Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. [read post]
27 May 2021, 11:39 am by Kaufman Dolowich Voluck
  In our ongoing defense of Preferred Collection and Management Services Inc., Rick said, “The panel’s opinion was internally inconsistent in doing that analysis, and that internal inconsistency is in direct contravention of existing Eleventh Circuit precedent. [read post]
12 Mar 2009, 9:00 am
Best Co. has commented that all financial strength ratings and issuer credit ratings are unchanged for American International Group, Inc. [read post]
6 Mar 2013, 6:49 am by Rebecca Shafer, J.D.
  Structured Settlements Are Not Taxed The Internal Revenue Service (IRS) tax codes create a significant financial benefit to the injured employee through how structured settlements are not taxed. [read post]
19 Mar 2015, 3:58 pm
The plaintiff in Bussing was hired by COR Securities Holdings, Inc., an investment management company, to assist with due diligence during its acquisition of Legent Clearing, LLC, a clearing services company. [read post]
11 Jan 2011, 5:34 pm by Randall Reese
Mark Borseth, Chief Financial Officer of Constar International Inc., in Support of First Day Pleadings Filed By Constar International Inc. [read post]
2 Feb 2022, 4:19 pm by InvestorLawyers
 GWGH has also disclosed a going concern and material weakness in internal controls in its recent financial filings. [read post]
12 Dec 2008, 6:32 pm
LandAmerica Financial Group, Inc. and a subsidiary, LandAmerica 1031 Exchange are both in Chapter 11. [read post]
6 Mar 2007, 5:03 pm
Verasys maintains an international network of high-level professionals experienced in investigation, financial and computer forensics, security, international and local law enforcement, banking and law. [read post]