Search for: "Investing Trust Funds"
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22 Jul 2010, 10:00 am
FINRA has ordered SunTrust Investment Services, Inc. of Atlanta, GA, to pay $1.44 million to resolve charges related to unsuitable unit investment trust (UIT), closed-end fund (CEF) and mutual fund transactions. [read post]
7 Mar 2013, 2:38 pm
The unit trust is not a separate legal entity. [read post]
13 Jun 2023, 5:03 am
Collective Investments Trusts ("CIT"s) are pooled investment funds where the administering financial institution aggregates monies across accounts to form a single portfolio. [read post]
20 Jul 2023, 2:09 am
When selling DSTs there are additional duties brokerage firms have given the untraditional nature of DSTs compared to more traditional investments like ETFs or mutual funds. [read post]
24 Apr 2020, 6:21 am
First Trust MLP & Energy Income Fund (FEI) Cuts Dividend Have you suffered losses investing in First Trust MLP & Energy Income Fund? [read post]
9 Nov 2023, 10:00 am
Trusts can be funded with various assets, including real estate, investments, cash, and other types of property. [read post]
8 Nov 2023, 9:05 pm
Like mutual funds, CITs are pooled investment vehicles that combine assets from eligible investors into a single fund with a specific investment strategy. [read post]
2 May 2013, 10:26 am
The SEC charged the gatekeepers of a pair of mutual fund trusts with causing untrue or misleading disclosures about the factors they considered when approving or renewing investment advisory contracts on behalf of shareholders. [read post]
27 Aug 2018, 12:37 pm
Both bond trusts and stock trusts can be formed as unit investment trusts. [read post]
16 Jul 2015, 3:00 am
Trusts own property, typically in the form of money or investments. [read post]
30 Jun 2010, 4:15 am
These 31 participants in the pooled investment program claimed that a trust relationship existed so that their invested funds belong to them and are not property of the diocese. [read post]
16 Nov 2023, 6:28 am
Investors deserve to trust that the institutions managing their funds are acting in their best interests. [read post]
8 Feb 2012, 1:23 pm
Baucus's legislation would recoup those losses and reauthorize the trust fund to continue making critical investments. [read post]
11 Jan 2011, 1:20 pm
Trust assets can benefit several beneficiaries; a trust may help you avoid the probate process by funding the trust during your lifetime; and Florida trust funds can be managed by professionals. [read post]
27 Jun 2017, 7:07 pm
“The Investment Company Institute (ICI) is a leading global association of regulated funds, including mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITs) in the United States and similar funds offered to investors in jurisdictions worldwide. [read post]
9 Jun 2019, 11:51 am
Unit Investment Trusts, or UITs, share a category with mutual funds and closed-end funds. [read post]
17 May 2010, 4:00 am
He threatened to go after advisors who sell collective investment trusts, successfully pitting the SEC against bank... [read post]
23 Jan 2015, 1:43 pm
Have you suffered losses investing in First Trust Canada AlphaDEX Fund? [read post]
23 Jan 2015, 1:44 pm
Have you suffered losses investing in First Trust Germany AlphaDEX Fund? [read post]
11 Mar 2010, 6:38 pm
Last month, the Atlanta firefighters’ pension fund sued the custodian managing its plan, Chicago-based Northern Trust, accusing it of making several risky investments that could cost the fund millions of dollars. [read post]
