Search for: "Investment Services Partners LLC"
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28 Jun 2018, 11:49 am
L.P., Cherokee Investment Partners LLC, Ecosystem Investment Partners LLC, Elm Partners Management LLC, HEP Management Corp., Prescott General Partners LLC, RLJ Equity Partners LLC, Rose Park Advisors LLC, and Veteri Place Corp. [read post]
2 Feb 2019, 7:11 am
On December 20, 2018, the staff (the “Staff”) of the Securities and Exchange Commission (“SEC”) granted conditional no-action relief to Madison Capital Funding LLC (“Madison”), an investment adviser registered with the SEC, from certain requirements under Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) in connection with Madison’s… [read post]
31 Jan 2017, 1:59 pm
The engagement agreement, which was renewed on two occasions, called for SSG and Chiron to provide investment banking services to Daybreak. [read post]
2 Feb 2019, 7:11 am
On December 20, 2018, the staff (the “Staff”) of the Securities and Exchange Commission (“SEC”) granted conditional no-action relief to Madison Capital Funding LLC (“Madison”), an investment adviser registered with the SEC, from certain requirements under Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) in connection with Madison’s… [read post]
11 Jul 2013, 7:25 am
, LPL Financial LLC, Commonwealth Financial Network, MML Investor Services LLC, Investors Capital Corp., Signator Investors Inc., Meyers Associates LP, and WFG Investments Inc. [read post]
23 Dec 2022, 8:27 pm
American Trust Investment Services, Inc. [read post]
16 Apr 2021, 3:53 am
” Centerview Partners LLC and Robert W. [read post]
24 Jan 2019, 5:41 am
Press Announcement Private investment firm Signet LLC’s executive leadership have announced [January 23, 2019] the majority ownership sale of their industry-leading eDiscovery managed services company, eTERA Consulting, to HaystackID. [read post]
6 Dec 2018, 10:10 am
Vest Investment Services (HD Vest) in Boca Raton, Florida has been accused by at least seven clients of selling unsuitable investments in Wimbledon Health Partners leading to substantial investor losses.. [read post]
5 Dec 2017, 1:48 pm
RFP Partners is a diversified real estate company that invests opportunistically throughout ... [read post]
3 Mar 2011, 3:52 pm
The attorneys at Eccleston Law are actively seeking victims of the fraud perpetuated by former UBS Financial Services, LLC adviser Steven T. [read post]
12 Nov 2015, 6:49 am
The adviser at issue, Parallax Capital Partners, LLC, is a registered investment adviser that focuses primarily on mortgage-backed bonds and other similar fixed income securities. [read post]
6 Sep 2016, 7:55 am
Plaintiff provided this information only after he was authorized to do so by Principal.Principal owned shares in the investment company through an LLC, which was co-owned with his wife (the “LLC”). [read post]
1 May 2020, 6:22 am
Triton Pacific Adviser, LLC, Triton Pacific Investment Corporation, Inc., Triton Pacific Capitol Partners, LLC, Triton Pacific Investment Group, LLC, Craig J. [read post]
7 Oct 2011, 7:35 am
Mclean, VA -- LDiscovery, LLC (“LDiscovery” or “the Company”) announced that its current management team, led by CEO Chris Weiler, has partnered with WestView Capital Partners to recapitalize the Company. [read post]
13 Dec 2020, 3:25 am
(Investors)$1,800,000 12-Jul-17Esquify (Investment)Network Ventures, Foley Ventures, and Bridge Investments (Investors)$710,000 21-Jun-17KNJ (Merger)Congruity360 (Merger) 17-May-17Altep, Inc.Advanced Discovery 17-May-17Discovia (Merger)Lighthouse eDiscovery (Merger) 16-May-17Zapproved (Investment)Vista Equity Partners (Investor) 2-May-17Morae Legal (Merger) New Entity Called Morae Global CorporationClutch Group (Merger) 26 - Apr - 17Ipro… [read post]
22 Apr 2013, 9:33 am
Infinity Homecare is a portfolio company of HealthEdge Investment Partners, a PE firm headquartered in Tampa, Fla., that focuses exclusively on the healthcare industry. [read post]
15 May 2015, 9:01 am
From the Desk of Jim Eccleston at Eccleston Law LLC: Rana Prasad, a broker from San Diego, California, and his employer Stonehaven LLC, a securities brokerage firm in New York, are accused of soliciting 14 Kansas investors to invest in limited partnership interests of the Pathfinder Partners Opportunity Fund III. [read post]
2 Jun 2015, 9:02 am
Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services. [read post]
10 Jan 2021, 5:39 am
Based on observations of the market and conversations with commentators and value creators, 2020 investing drivers included: Continued consolidation of eDiscovery products and services providers is being driven by a combination of the need for accelerated revenue growth, increasing availability of distressed assets, and substantial access to investment money. [read post]
