Search for: "Investors Stock Fund, Inc. v. Roberts"
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9 Feb 2024, 6:30 am
Roy and Robert A. [read post]
9 Feb 2024, 6:30 am
Roy and Robert A. [read post]
11 Dec 2023, 9:05 pm
Magnetar Global Event Driven Master Fund, Ltd., et al., and Verition Partners Master Fund, Ltd., et al. v. [read post]
16 Aug 2023, 10:52 am
Jarkesy George Jarkesy founded a pair of hedge funds that managed approximately $24 million in assets from 120 investors. [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by… [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by… [read post]
1 Feb 2023, 9:01 pm
As everyone in this room knows, the foundational U.S. securities laws were passed in response to the 1929 stock market crash that preceded the Great Depression. [read post]
28 Oct 2022, 6:32 am
Mutual funds and exchange-traded funds (ETFs), however, serve important functions for your businesses, whether through owning your company’s stock and bond holdings or serving as 401(k) investment options for your employee benefit plans. [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Sunday, August 28, 2022 Tags: Disclosure, Misconduct, SEC, SEC rulemaking, Securities regulation, Whistleblowers ECB Tilts Toward Climate, but Investors Can Go Further Posted by Vivek Bommi, Eamonn Buckley, and Markus Peters, AllianceBernstein L.P., on Monday, August 29, 2022 Tags: Central banking, Climate change, ECB, ESG, EU, Europe, International… [read post]
16 Jun 2022, 9:05 pm
”[4] Thus, nearly fifty years ago, the SEC concluded that environmental disclosure would “promote investor protection. [read post]
14 Jan 2022, 5:57 am
Lund (University of Southern California), on Tuesday, January 11, 2022 Tags: Citizens United v. [read post]
24 Dec 2021, 6:26 am
Hill-Rom: New Lessons on Material Adverse Effect Clauses Posted by Robert T. [read post]
3 Dec 2021, 6:06 am
Adams (University of Oxford), Vanitha Ragunathan (University of Queensland), and Robert Tumarkin (University of New South Wales), on Monday, November 29, 2021 Tags: Board communication, Board dynamics, Boards of Directors, Decision-making, Disclosure, Outside directors, Sarbanes–Oxley Act, Securities regulation, Special committees Recent Shareholder Activism Trends Posted by George Casey, Scott Petepiece, and Lara Aryani, Shearman… [read post]
23 Jul 2021, 6:06 am
Silk, Sabastian V. [read post]
5 Mar 2021, 6:03 am
Silk, Sabastian V. [read post]
Guest Post: Halliburton II Price Impact Defenses Can Limit Severity on Deficient Exchange Act Claims
12 Jan 2021, 2:19 pm
Coffee, Jr., indicated that the “scope of “event-driven” litigation could expand rapidly,” which it has, and led to successful recoveries for public equity investors in BP (2017), Petrobras (2018), Signet Jewelers (2019), and Equifax (2020), among others.[1] As 2021 kicks-off, and investors frolic on the peaks of public equity valuations, the sustained frequency of securities class actions since 2017 continues to layer on new long-tail claims on… [read post]
12 Nov 2020, 2:18 pm
Speed encouraged Jones to be patient but did not return the funds. [read post]
15 Sep 2020, 3:03 pm
Heavy Voting Recap Facts: Bob Brain owns 75% of the outstanding common stock of Unicorn Enterprises, Inc. (75,000 of 100,000 outstanding shares). [read post]
1 May 2020, 2:11 am
A solidarity fund of c. [read post]
10 Jan 2020, 6:10 am
Dicke, Fenwick & West LLP, on Wednesday, January 8, 2020 Tags: Disclosure, Duty to inform, Executive performance, Information environment, Materiality, Privacy, Securities regulation, Shareholder rights, Transparency Statement by SEC Commissioner Robert Jackson on Reforming Stock Exchange Governance Posted by Robert J. [read post]
