Search for: "Investors Stock Fund, Inc. v. Roberts" Results 61 - 80 of 107
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19 May 2016, 2:33 pm by Kevin LaCroix
But as a result of this quest to tap the capital markets for funds, there are “implications of this trend for investors, including employees of these companies, who are typically paid, in part, in stock and options. [read post]
29 Feb 2016, 4:43 pm by Kevin LaCroix
  This past March, the Court decided Omnicare, Inc. v. [read post]
28 Oct 2022, 6:32 am
Mutual funds and exchange-traded funds (ETFs), however, serve important functions for your businesses, whether through owning your company’s stock and bond holdings or serving as 401(k) investment options for your employee benefit plans. [read post]
18 Jul 2009, 7:31 am
New Director of Enforcement Division and More Changes In February, Chairman Schapiro announced the appointment of Robert Khuzami, a former federal prosecutor and investment bank general counsel, as the new Director of the Division of Enforcement. [read post]
22 Dec 2009, 5:26 am by Ray Mullman
  That’s also how that canceled check ended as a primary exhibit in the case of State of Texas v. [read post]
16 Nov 2018, 5:45 am
Weisbach (Ohio State University), on Tuesday, November 13, 2018 Tags: Buyouts, Capital markets, Fund performance, Institutional Investors, Private equity, Venture capital firms The 2018 U.S. [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Sunday, August 28, 2022 Tags: Disclosure, Misconduct, SEC, SEC rulemaking, Securities regulation, Whistleblowers ECB Tilts Toward Climate, but Investors Can Go Further Posted by Vivek Bommi, Eamonn Buckley, and Markus Peters, AllianceBernstein L.P., on Monday, August 29, 2022 Tags: Central banking, Climate change, ECB, ESG, EU, Europe, International… [read post]
9 Apr 2015, 4:23 am by Kevin LaCroix
One of the more significant recent developments in the corporate and securities litigation arena has been the emergence of the debate over fee-shifting bylaws following the Delaware Supreme Court’s May 2014 decision in ATP Tour, Inc. v. [read post]
23 Apr 2009, 4:20 am
Unlike in the 1920s, large numbers of Americans today are "investors" - as purchasers (i.e. shareholders) of individual stocks, mutual funds, etc. [read post]
15 Sep 2020, 3:03 pm by Kevin LaCroix
  Heavy Voting Recap Facts: Bob Brain owns 75% of the outstanding common stock of Unicorn Enterprises, Inc. (75,000 of 100,000 outstanding shares). [read post]
1 Feb 2023, 9:01 pm by renholding
As everyone in this room knows, the foundational U.S. securities laws were passed in response to the 1929 stock market crash that preceded the Great Depression. [read post]