Search for: "Ives v. City of Chicago"
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30 Oct 2021, 9:26 pm
Chicago)—and one law professor, Alison LaCroix (U. [read post]
15 Dec 2017, 9:01 am
California registered investment advisers (“CA RIAs”) that manage pooled investment vehicles and are deemed to have custody of client assets must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise… [read post]
15 Dec 2017, 9:01 am
California registered investment advisers (“CA RIAs”) that manage pooled investment vehicles and are deemed to have custody of client assets must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise… [read post]
20 Jun 2011, 1:17 am
In a guest post below, Anjali Das, a partner in the Chicago office of the Wilson Elser law firm, takes a look at the Act’s key provisions and requirements and then reviews the Act’s D&O insurance implications. [read post]
1 May 2017, 5:00 am
One of the paradigm examples of “continuity v. change” in The Innovator’s Dilemma, and the example whose aftermath I’ve witnessed for the last 20 years, is the integrated structural steel industry in the US, headquartered in Pittsburgh. [read post]