Search for: "JANNEY MONTGOMERY SCOTT LLC"
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31 Jan 2024, 11:31 am
– $2.9 million, Janney Montgomery Scott, LLC – $1.2 million, AXA Advisors, LLC – $600,000, and Stephens Inc. [read post]
13 Jun 2023, 8:15 am
Eric Avila has joined Philadelphia-based Janney Montgomery Scott LLC as director of public finance for its capital markets group. [read post]
2 Sep 2022, 6:54 am
From March 2008 through December 2008, Melilli was registered with Janney Montgomery Scott LLC. [read post]
27 May 2021, 11:42 am
After his resignation from Morgan Stanley, Cahill spent five years, between 2013 and 2019, with Janney Montgomery Scott LLC. [read post]
27 May 2021, 11:42 am
After his resignation from Morgan Stanley, Cahill spent five years, between 2013 and 2019, with Janney Montgomery Scott LLC. [read post]
15 Sep 2020, 1:11 pm
Apostolos Pitsironis (CRD#: 2804907) is a former registered broker and investment advisor whose last employer was Janney Montgomery Scott LLC (CRD#:463) of Montgomery, NY. [read post]
8 May 2020, 7:33 am
Prior to joining FSC Securities Corporation, Fox was registered with Morgan Stanley and Janney Montgomery Scott LLC. [read post]
14 Apr 2020, 7:28 am
., Janney Montgomery Scott, Radnor, PA Advisor Charles Euler Jr. [read post]
24 Mar 2020, 6:35 am
According to BrokerCheck records, Cahill is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Janney Montgomery Scott LLC (Janney). [read post]
1 Nov 2019, 5:49 am
., Melville, New York– May 14, 2015 to March 4, 2019Janney Montgomery Scott LLC, Melville, New York– September 14, 2007 to May 15, 2015Oppenheimer & Co., Inc., Melville, New York– March 14, 2003 to September 18, 2007 Wachovia Securities, Inc., St. [read post]
1 Nov 2019, 5:49 am
., Melville, New York– May 14, 2015 to March 4, 2019Janney Montgomery Scott LLC, Melville, New York– September 14, 2007 to May 15, 2015Oppenheimer & Co., Inc., Melville, New York– March 14, 2003 to September 18, 2007 Wachovia Securities, Inc., St. [read post]
20 Jun 2019, 9:19 am
Advisor Craig Sherrer (Sherrer), currently employed by Janney Montgomery Scott LLC (Janney Montgomery) and formerly with Newbridge Securities Corporation (Newbridge Securities) has been subject to at least one customer complaint during the course of his career. [read post]
22 Jan 2019, 8:00 am
Christopher David Sinkula (CRD #2001512) is a currently registered broker and investment advisor who is currently employed with Janney Montgomery Scott LLC (CRD #463) of Stuart, FL. [read post]
2 Jan 2019, 8:14 am
“The positive is banks are probably healthier, the negative is you’re not going to have fully functioning markets,” said Jody Lurie, corporate credit analyst for Janney Montgomery Scott, as quoted by MarketWatch. [read post]
13 Aug 2018, 7:58 am
His last employer was Janney Montgomery Scott, LLC (CRD #463) of Hackensack, NJ, from 03/02/2007 to 06/13/2017. [read post]
18 Jul 2018, 8:36 am
According to his FINRA Broker Check Report, Seigerman was registered with Janney Montgomery Scott in Bedminster, NJ from July 2013 until March 2016. [read post]
12 Jun 2018, 6:54 am
According to BrokerCheck records financial advisor Jack Griffith (Griffith), currently employed by Janney Montgomery Scott LLC (Janney Scott) has been subject to five customer complaints and one lien. [read post]
4 Jun 2018, 6:38 am
Turner & Company, LLC Kenneth Taylor Foreman Securities America, Inc Foothill Securities, Inc Sherie Irene Gaunt Gill Capital Partners Kimberly Pine Kitts Royal Alliance Associates, Inc Sound Financial, LLC Peter Jack Margaros State Farm VP Management Corp James Albert Pettit Ameriprise Financial Services, Inc Janney Montgomery Scott LLC Keisha… [read post]
4 Jun 2018, 6:30 am
Bancorp Investments, Inc Michael Jay Novick Morgan Stanley Beverly Hills Wealth Management, LLC David Warren Olson Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Jason Charles Parker LPL Financial LLC Edward Jones James Albert Pettit Ameriprise Financial Services, Inc Janney Montgomery Scott LLC Jose Aloisio Teles Nomura Securities… [read post]
3 May 2018, 1:40 pm
His last employer was Janney Montgomery Scott, LLC (CRD# 463) of Hackensack, NJ, from 03/02/2007 to 06/13/2017. [read post]
