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16 Nov 2009, 5:31 pm
JP Morgan Securities will also pay Jefferson County $50 million, as well as a $25 million penalty. [read post]
27 Apr 2020, 3:17 am
Linklaters has hired JP Morgan Securities managing director and associate general counsel Pansy Wong. [read post]
24 Mar 2008, 5:34 pm
Any securities lawsuits targeting Bear Stearns as the plaintiff will also go to JP Morgan Chase. [read post]
10 Dec 2008, 1:36 pm
Upheld: JP Morgan's Purchase of Bear Stearns Last week, Justice Cahn of the New York State Supreme Court - in In Re: Bear Stearns Litigation - granted summary judgment in dismissing a shareholder challenge to the fairness of JPMorgan â [read post]
28 Jun 2011, 7:56 am
” The suit to recover assets to be distributed to defrauded Madoff investors alleges that JP Morgan had “actual knowledge” of the Madoff ponzi scheme but failed to take any action to stop the fraud. [read post]
1 Jun 2012, 8:13 am
Morgan Chase – regulators in Japan have found that a Japanese employee of JP Morgan was involved in insider trading in connection with a share offering by Nippon Sheet Glass Co. [read post]
9 Mar 2012, 7:56 am
CFTC fines JP Morgan $140,000With a $140,000 penalty, the CFTC settled charges against futures commission merchant J.P. [read post]
9 Dec 2022, 1:08 pm
Jeffrey Newman is a whistleblower lawyer with the firm Newman & Shapiro and he can be reached at JNewman@NewmanShapiro.com or at 978-880-4758 The post Ex-JP Morgan Trader convicted of fraud in precious metals spoofing case appeared first on Newman & Shapiro. [read post]
19 May 2012, 9:13 am
Noting his support of the Dodd-Frank Act, Senator Scott Brown (R-MA) reminded JP Morgan Chase & Co. that if the recent $2 billion trading loss leads to a restatement of the company’s first quarter results, Dodd-Frank requires that any incentive compensation that would not have been awarded under the earnings restatement be subject to a mandatory clawback under a strict liability standard. [read post]
6 Apr 2020, 11:53 am
JP Morgan Chase Equity Linked Contingent Coupon Autocallable Yield Notes Lawsuits Recovery of Investment Losses Have you suffered losses investing in JP Morgan Chase Equity Linked Contingent Coupon Autocallable Yield Notes? [read post]
7 Jan 2011, 7:12 am
The receiver alleged that JP Morgan had ignored red flags and signs of trouble during the due diligence process. [read post]
25 May 2021, 1:21 pm
JP Morgan and the Schottenstein Brothers A recent case of elder financial abuse saw an elderly grandmother sue her two grandsons and JP Morgan Chase. [read post]
24 Mar 2008, 8:00 pm
Did JP Morgan or its lawyers make a mistake in drafting the original agreements with Bear Stearns? [read post]
9 Feb 2011, 6:20 am
The Trustee’s Complaint Against JP Morgan Chase.February 9, 2011 A few days ago, when I was just beginning to read the Trustee’s complaint against JP Morgan Chase, I posted the fairly dramatic introduction to the complaint. [read post]
10 Jan 2014, 5:29 am
JP Morgan paid $2 billion in fines and disgorgement for failing to file a suspicious activity report against Bernie Madoff. [read post]
31 Aug 2017, 12:07 pm
This idea was obvious when JP Morgan applied for the patent in June 2013. [read post]
12 Sep 2018, 7:44 am
FINRA also recently barred a ex-JP Morgan Securities (JPM) broker Benjamin S. [read post]
19 Mar 2021, 2:09 pm
The post Trevor Rahn, Former JP Morgan Broker Suspended for 18 Months appeared first on The White Law Group. [read post]
2 Jun 2011, 11:00 am
JP Morgan Chase compensated Mr. [read post]
19 May 2010, 12:29 pm
JP Morgan acquired Bear Stearns in 2008. [read post]
