Search for: "JPMorgan Securities"
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26 Jan 2015, 9:41 am
The associate found the correct two documents, along with a third–the most important financing statement for an unrelated $1.5 billion loan by a syndicate of lenders for which JPMorgan Chase was the secured party of record. [read post]
5 Oct 2020, 9:15 am
Morgan Chase & Co., JPMorgan Chase Bank, N.A., and JPMorgan Securities, according to the announcement. [read post]
20 Dec 2014, 12:12 pm
Have you suffered losses investing in JPMorgan Contingent Income Auto-Callable Securities Based on the Value of the S&P GSCITM Brent Crude Oil Index Excess Return? [read post]
16 Oct 2020, 10:58 am
The multi-agency enforcement action was brought by the Commodity Futures Trading Commission (CFTC), the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC). [read post]
24 Apr 2023, 3:33 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/7008/securities-industry-commentator/ FINRA Arbitrator Dismisses 21 Year Old Claim Against Citigroup Global Markets (BrokeAndBroker.com Blog) The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and… [read post]
13 Apr 2008, 6:56 pm
On Friday, JPMorgan Chase filed its registration statement on Form S-4 with the Securities and Exchange Commission related to its acquisition of Bear Stearns. [read post]
31 May 2012, 9:13 pm
Morgan Losses from news reports, Los Angeles Times, May 22, 2012 CFTC subpoenas JPMorgan over trading loss: WSJ, The Republic, May 31, 2012 More Blog Posts: Senate Democrats Want Volcker Rule’s “JP Morgan Loophole” Allowing Portfolio Hedging Blocked, Institutional Investor Securities Fraud, May 22, 2012 JPMorgan Chase Had No Treasurer When Chief Investment Office Made Trades Resulting In More than $2B Loss, Reports WSJ, Institutional Investor… [read post]
23 Oct 2020, 3:31 am
Morgan Chase & Co., JPMorgan Chase Bank, N.A. and JPMorgan Securities. [read post]
1 Aug 2015, 6:51 am
JPMorgan Chase: Another Chapter in the Saga of Bernie Madoff and His... [read post]
24 Apr 2023, 3:33 am
Consumer Privacy User Profile Litigation Financial Professionals Coalition, Ltd./ JOIN TODAY -- FREE MEMBERSHIP DOJ RELEASES Five Individuals Charged in $2M Virtual Asset and Securities Manipulation Scheme (DOJ Release) ... [read post]
3 Oct 2007, 5:18 am
Flowers’ bankers, who are said to include JPMorgan, Credit Suisse and Wachovia, have reportedly ponied up for a [...] [read post]
24 Jul 2011, 1:07 pm
Having one's identity stolen can be a painful reminder that a person must take all precautions to ensure their Social Security Number and financial information is secretly guarded at all times. [read post]
5 Jul 2012, 6:06 pm
In the US, our securities fraud attorneys represent institutional and individual investors that wish to recover losses from negligent investment firms, brokers, and investment advisers. [read post]
26 Mar 2012, 4:38 pm
The securities claims accused JPMorgan of violating the Employee Retirement Income Security Act and its state-imposed fiduciary obligations when it invested in Sigma. [read post]
30 Jun 2009, 10:59 am
The suit alleges that JPMorgan's brokers invested the company's assets in risky, illiquid real estate securities that were inconsistent with the conservative investment objectives of the company, causing $98 million in losses that would not have occurred had the money been properly invested. [read post]
29 Mar 2019, 7:25 am
Two SEC whistleblowers have been awarded a total of $50 million for exposing conflict-of-interest problems with investment advisors at JPMorgan Chase Bank The Securities and Exchange Commission announced the awards but did not offer any details of the case. [read post]
29 Mar 2019, 7:25 am
Two SEC whistleblowers have been awarded a total of $50 million for exposing conflict-of-interest problems with investment advisors at JPMorgan Chase Bank The Securities and Exchange Commission announced the awards but did not offer any details of the case. [read post]
14 Jan 2015, 2:13 pm
The White Law Group, LLC is a national fraud, securities arbitration, investor protection and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Dec 2015, 7:44 am
On December 4, 2015, the New York Times (the “Times”) reported that JPMorgan Chase had solicited fake customer complaints against a former broker, Johnny Burris, when he reported to various news outlets and the Securities and Exchange Commission (“SEC”) that JPMorgan Chase was pressuring brokers like him to sell JPMorgan Chase’s proprietary mutual funds “even when the offerings from competitors were more suitable. [read post]
20 Apr 2015, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:Michael Oppenheim, a former JPMorgan Chase & Co. broker, was arrested Thursday for stealing $20 million from his clients over a four-year period.Oppenheim was a JP broker at a Manhattan branch of JPMorgan Chase & Co.According to the authorities, Oppenheim convinced clients to consent to the withdrawal of hundreds of thousands, and in some cases millions, of dollars from their bank accounts by falsely representing… [read post]
