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2 Jan 2024, 6:30 am
In response to concerns about excessive risk-taking and misleading valuation practices in the hedge fund industry, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “DFA” or “Dodd-Frank”) in July 2010. [read post]
2 Jan 2024, 6:30 am
In response to concerns about excessive risk-taking and misleading valuation practices in the hedge fund industry, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “DFA” or “Dodd-Frank”) in July 2010. [read post]
22 Mar 2012, 1:17 pm
Under Dodd-Frank, the sprawling regulatory overhaul, the Volcker Rule was supposed to take effect on July 21. [read post]
9 Oct 2014, 6:05 am
In response to the Global Financial Crisis of 2008-2009, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) in July 2010. [read post]
3 Apr 2014, 6:13 am
This post is a summary of certain recent developments under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) that impact corporate end-users of over-the-counter foreign exchange (FX) derivative transactions and should be read in conjunction with the four prior WSGR Alerts on Dodd-Frank FX issues from October 2011, September 2012, February 2013, and July 2013. [read post]
18 Apr 2016, 6:02 am
On July 1, 2015, the SEC proposed a rule (Proposed Rule 10D-1) to implement the Dodd-Frank clawback. [read post]
24 Sep 2010, 11:09 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act” or “Dodd-Frank Act”) was enacted by Congress on July 21, 2010. [read post]
7 Feb 2011, 10:19 am
Most private fund managers and registered investment advisers who advise funds based in the United States will be affected by the revisions to the Investment Advisers Act of 1940 contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act, passed in July 2010. [read post]
13 Jun 2011, 11:23 am
Despite its best efforts, noted the Ag Chair, the CFTC will not complete any, let alone all, of its Dodd-Frank regulations by July. [read post]
16 Jun 2011, 6:30 am
The SEC provided guidance as to which of the Title VII requirements of the Dodd-Frank Act will apply to security-based swap transactions as of July 16, the effective date of Title VII. [read post]
2 Aug 2015, 5:39 am
On July 14, 2015, the U.S. [read post]
17 Jul 2022, 6:00 pm
Come witness FRANK & EMMET’S magic for yourself!... [read post]
11 May 2012, 9:13 am
In joint guidance, federal banking regulators clarified that the swap push out provisions of the Dodd-Frank Act take effect on July 16, 2013. [read post]
8 Jul 2016, 6:14 am
Posted by Gregg Beechey, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, July 6, 2016 Tags: Brexit, Capital markets, EU, Europe, Financial institutions, Financial regulation, Fund managers, International governance, Legal systems, Private funds, UK Expansion of the BJR to Stockholder Approval of “Medium Form” Mergers Posted by Scott A. [read post]
13 Oct 2010, 5:55 am
Dodd-Frank and the Family Office One of the significant changes to the financial regulatory system that Dodd-Frank will bring about is the regulation of advisers to private funds, through the elimination (effective July 11, 2011) of the 15-client exemption contained in Section 203(b)(3) of the Investment Advisers Act. [read post]
20 Jul 2010, 2:31 pm
President Obama is expected to sign Dodd-Frank into law on July 21, 2010. [read post]
13 Mar 2014, 12:31 pm
Among those changes, Dodd-Frank established the U.S. [read post]
23 Jul 2010, 10:30 am
For those of you who are eager to read through the final version of the massive and hotly-contested Dodd-Frank Wall Street Reform and Consumer Protection Act signed into law by President Obama on July 21st, here’s a set of useful links. [read post]
22 Aug 2011, 12:28 pm
KQED-FM, Forum, July 25, 2011 Host Michael Krasny http://www.kqed.org/a/forum/R201107250900 “Well, one of the most interesting things about Dodd-Frank, and it’s probably true about most types of financial reform, is that when Congress promulgates these acts, there’s a lot of fact-finding that has to be done to go into filling out the details, and therefore Congress almost necessarily [...] [read post]
16 Aug 2010, 4:47 pm
Record, July 15, 2010, S5923). [read post]
