Search for: "James Fee" Results 1 - 20 of 4,253
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24 Oct 2008, 11:07 am
Inc. that produces $2.7 million in fees and commissions has bolted to Raymond James & Associates Inc., saying its clients are concerned about the financial stability of Merrill. [read post]
1 Sep 2022, 1:35 pm by Unreported Opinions
Estates and trusts — Personal representative — Petition for litigation of counsel fees This appeal arises from the decision of the Orphans’ Court for Calvert County relating to administration of the Estate of James Bradley Curtin, Jr. [read post]
6 Jun 2010, 5:00 pm
According to paperwork filed in a Southern California court on May 17, Jesse Jame's former wife, Janine Lindemulder is asking for joint child custody of the couple's daughter, Sunny James, as well as child support and attorney's fees. [read post]
21 Apr 2019, 1:48 pm by admin
The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. [read post]
18 Sep 2019, 8:19 am by Renae Lloyd
Raymond James Settles SEC Charges for Improper Advisory Fees According to a press announcement yesterday, Raymond James & Associates, a unit of Raymond James Financial Inc., has agreed to pay $15 million to settle charges it improperly charged advisory fees on inactive retail client accounts and charged excess commissions for some brokerage customer investments. [read post]
1 Sep 2016, 5:23 am
-based Raymond James & Associates and Milwaukee-based Robert W. [read post]
3 Feb 2019, 2:02 pm by admin
The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. [read post]
22 May 2007, 8:13 am
In "CTM fees to be reduced - but no regular review", Managing Intellectual Property's James Nurton and Emma Barraclough report that the EU Competitiveness Council agreed in principle yesterday to ask the Commission to "immediately propose" a reduction of the fees charged by the Office for Harmonisation in the Internal Market (OHIM) - the second reduction in two years, though it probably takes around half a year to bring them down. [read post]
17 Sep 2019, 10:40 am by Astarita
The Securities and Exchange Commission today instituted a settled order against three Raymond James entities for improperly charging advisory fees on inactive retail client accounts and charging excess commissions for brokerage customer investments in…Read the Full Press Release--- Visit the Securities Lawyer website. [read post]
7 Feb 2010, 6:45 am by Mark J. Astarita, Esq.
In a case involving 20 advisers in 4 branch offices, a securities arbitration panel has ordered Raymond James Associates Inc. to pay $12.1 million to Wells Fargo Advisors LLC for alleged raiding.The award does not provide any detail of the case, but ordered 10,500,000 in compensatory damages, 1,500,000 in attorneys fees and costs. [read post]
22 Nov 2007, 8:18 am
James Loebl (Associate Professor of Law, Valparaiso University School of Law) has recently posted on SSRN his article entitled The Section 67 Question: Are Fees for Investment Advice Fully or Partially Deductible by Trusts? [read post]
30 Nov 2020, 12:31 pm by The Murray Law Firm
 “Contingent attorneys’ fees” refers only to those fees charged by attorneys for their legal services. [read post]