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5 Aug 2011, 1:44 pm
In the 2010 issue of Indiana Super Lawyers, we interviewed James Knauer of Kroger, Gardis & Regas about serving as the federal receiver in four Ponzi scheme cases. [read post]
28 Mar 2019, 1:32 pm
James Hicks, 56, Killed in Aiken Bicycle Pedestrian Accident. [read post]
22 Mar 2021, 8:20 am
Back in 2013, a Lyons customer accepted $152,000 in settlement in a case alleging unsuitability, misrepresentation, and unauthorized trading in connection to mutual funds, stock and UIT investments. [read post]
22 Mar 2021, 8:20 am
Back in 2013, a Lyons customer accepted $152,000 in settlement in a case alleging unsuitability, misrepresentation, and unauthorized trading in connection to mutual funds, stock and UIT investments. [read post]
16 Nov 2018, 5:49 am
This post is based on their recent paper, The Perils of Dell’s Low-Voting Stock. [read post]
12 Feb 2007, 4:55 am
McAfee Ex-Counsel Likely To Face Options Charges By JAMES BANDLER and MARK MAREMONT February 12, 2007; Page A10 Federal prosecutors are readying criminal charges related to alleged backdating of stock options against a former general counsel of McAfee Inc., Kent Roberts, according to people familiar with the matter. [read post]
9 Sep 2015, 3:01 pm
Did you lose money in a recently delisted stock? [read post]
21 Jan 2009, 11:00 am
at the University of Toronto today as part of the James Hausman Tax Law and Policy Workshop Series. [read post]
27 Mar 2008, 2:15 pm
The press is reporting that James Cayne, Chairman of Bear Stearns, sold $61.3 million of his shares of the company, as reported in a corporate filing. [read post]
17 Oct 2023, 12:39 pm
FINRA Bars James Pelletiere after Allegations of Misconduct According to public records, the Financial Industry Regulatory Authority (FINRA) has barred James Pelletiere (CRD#: 2628708) from associating with any FINRA member at any time as of October 4, 2023. [read post]
7 Jul 2022, 11:21 am
Not that James. [read post]
19 Oct 2007, 5:15 am
On September 5, 2007, the Securities and Exchange Commission (Commission) initiated a settled inforcement action against the Boston Stock Exchange (BSE), and its former president, James B. [read post]
18 Jan 2012, 9:44 am
JAMES PETHOKOUKIS: Actually, Mitt Romney’s Tax Rate Is Too High. [read post]
17 Aug 2012, 10:42 am
. | James B. [read post]
18 Feb 2022, 10:02 am
“Senate Passes Bill Requiring Judges to Promptly Post Stock Trades; Measure would detect financial conflicts exposed by Wall Street Journal investigation that found more than 130 judges broke the law”: James V. [read post]
25 Oct 2021, 5:50 pm
“Federal Judges Would Face Tougher Stock-Trading Rules Under Bipartisan Bill; House hearings set; planned actions follow Wall Street Journal reports on financial conflicts in the judiciary”: James V. [read post]
24 Apr 2017, 6:22 am
We recently placed on SSRN our study, The Untenable Case for Perpetual Dual-Class Stock. [read post]
24 Apr 2017, 6:22 am
We recently placed on SSRN our study, The Untenable Case for Perpetual Dual-Class Stock. [read post]
15 Jun 2020, 6:58 pm
Backstrom, and James V. [read post]
21 Dec 2018, 1:06 pm
(Dawson James). [read post]
