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Former Wells Fargo Advisor James Seijas Accepts Ban from FINRA Amid Allegations of Ponzi Investments
8 Nov 2021, 2:14 pm
On November 2, 2021, FINRA, which is the federal regulator of broker/dealers like Wells Fargo Advisors and James Seijas, issued an “Acceptance, Waiver, and Consent” (AWC) in which James Seijas consented to a life-time ban from the securities industry. [read post]
9 Dec 2008, 5:00 am
Well before he gave voice to Darth Vader, James Earle Jones paid homage to children with two incredible performances, one of the alphabet and the other of the first ten numbers, on Sesame Street. [read post]
30 Nov 2023, 12:18 pm
This week, I had the distinct pleasure of visiting with Rachel James, an attorney with the Southern Environmental Law Center (SELC). [read post]
30 Nov 2023, 12:18 pm
This week, I had the distinct pleasure of visiting with Rachel James, an attorney with the Southern Environmental Law Center (SELC). [read post]
30 Nov 2023, 12:18 pm
This week, I had the distinct pleasure of visiting with Rachel James, an attorney with the Southern Environmental Law Center (SELC). [read post]
17 Jul 2023, 11:10 am
The death of a well-known businessman at a racetrack in Colorado may have been caused by locking brakes, according to a recent report. [read post]
1 Nov 2006, 6:16 am
James Harkess, a well known orthopedic surgeon and IME doctor in the Louisville area. [read post]
4 Mar 2009, 7:58 am
Today I am talking to James Welch, Head of Legal for Liberty, the cross-party organization for the protection of civil liberties and human rights. [read post]
1 Jan 2013, 6:30 am
With the permission of each of the new APJs, and the cooperation of James Smith, Chief Administrative Patent Judge, it is with pleasure that share the bios the newest APJs, each pictured with Rebecca Blank, Deputy Secretary of Commerce.... 8 New PTAB Judges Sworn in at USPTOLeading up to the swearing in, PTAB Vice-Chief Judge James Moore explained the need for the new Judges, as well as pointing out that the USPTO has already had 13 covered business method patent reviews… [read post]
14 May 2019, 10:30 am
Well:"... the actor ... has been flown to the U.S. for X-rays. [read post]
22 Jun 2009, 3:10 pm
Well, we can hope. [read post]
14 Jun 2011, 6:40 am
Well, guess what? [read post]
14 Jun 2011, 6:40 am
Well, guess what? [read post]
30 Nov 2020, 12:31 pm
The complexities of pursuing a negligent security case are well understood by the legal team at The Murray Law Firm, and it is imperative that the family of Dewayne James Jr. and Sa’Quan Reed-James retain a capable law firm who will work without delay to protect their interests. [read post]
4 Feb 2014, 12:59 pm
And in the James case in the district of New Hampshire, it indeed did not go well. [read post]
12 Jun 2007, 10:09 am
And, his remarks were very well done, he is an excellent speaker. [read post]
9 Jan 2013, 7:44 pm
But sometimes, masters may make final orders as well. [read post]
8 Nov 2018, 5:45 am
According to their website they focus on federal practice as well as practice in New York, Illinois, Texas, Florida and California. [read post]
7 Feb 2010, 6:45 am
In a case involving 20 advisers in 4 branch offices, a securities arbitration panel has ordered Raymond James Associates Inc. to pay $12.1 million to Wells Fargo Advisors LLC for alleged raiding.The award does not provide any detail of the case, but ordered 10,500,000 in compensatory damages, 1,500,000 in attorneys fees and costs. [read post]
8 Jun 2009, 1:12 pm
James Purnell as the next Prime Minister. [read post]
