Search for: "Jay Fishman" Results 61 - 80 of 136
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1 Aug 2018, 7:15 am by John Jascob
By Jay Fishman, J.D.The SEC issued a statement from Chairman Jay Clayton asking investors, issuers, and other market participants to comment on whether the Commission’s existing proxy rules should be refined in advance of a fall 2018 roundtable that will discuss the matter. [read post]
18 Jan 2018, 6:45 am by John Jascob
By Jay Fishman, J.D.The Department of Banking and Securities has amended its securities rules in their entirety, primarily to non-substantively re-write the rules in more plain English for better clarity, to replace outdated references to "Commission" and "NASD" with "Department" and "FINRA," respectively, and to repeal a number of outdated rules. [read post]
24 Jan 2017, 4:22 pm by Jamie Baker
Rev. 1 (2016) Professor Casto’s book, The Supreme Court in the Early Republic: The Chief Justiceships of John Jay and Oliver Ellsworth, was cited in: Joel Fishman, Third Circuit Court Reports (1789-1879), 108 Law Libr. [read post]
17 Jan 2017, 5:00 am by John Jascob
By Jay Fishman, J.D.CFTC Chairman Timothy Massad has announced the proposal, by a unanimous vote, of Commodity Exchange Act (CEA) rule amendments making it easier for domestic and foreign regulators to access swap data repository (SDR) swap data.The Dodd-Frank Act promulgated new CEA Section 21 to create SDRs for housing swap data that other CEA rules required swap dealers (and other parties) to report on from their swaps transactions. [read post]