Search for: "Jay Stocking"
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2 Dec 2022, 12:03 pm
By Jay Fishman, J.D.A leading global market maker with a significant interest in ensuring success and efficiency in the U.S. retail securities market has filed a complaint against the SEC in New York’s Southern District Court for allegedly stonewalling the plaintiff’s request for records in advance of retail stock order proposed rules the Commission plans to announce by 2022 year-end. [read post]
23 Jul 2018, 11:30 am
SEC Chairman Jay Clayton went on record stating “one of my guiding principles is that because markets are constantly changing, we must continually evaluate our approach to regulation. [read post]
2 Apr 2012, 6:36 am
Editor’s Note: The following post comes to us from Jay R. [read post]
21 Aug 2019, 3:51 am
” Jay Z referred to Beyonce as a “high yellow broad” on his 2009 song “Off That. [read post]
19 May 2017, 8:59 am
Securities lawyers Jay H. [read post]
19 May 2017, 8:19 am
For a no-cost consultation about your case, contact Hugh Berkson or Jay Salamon at McCarthy, Lebit, Crystal & Liffman Co., LPA. [read post]
21 Apr 2010, 5:00 am
(“VMS”) stock was not a security under federal securities laws. [read post]
11 Apr 2018, 6:45 am
By Jay Fishman, J.D. [read post]
10 Dec 2009, 2:55 pm
Street Signs carried a brief discussion today on executive compensation, including Goldman's decision to pay stock bonuses to some employees and the decision to implement say on pay. [read post]
10 May 2012, 6:29 am
Editor’s Note: Jay Eisenhofer is co-founder and managing director of Grant & Eisenhofer P.A. [read post]
11 Mar 2013, 1:13 pm
This post was written by Jay J. [read post]
21 Sep 2017, 11:21 am
Statement on Cybersecurity Chairman Jay Clayton, Sept. 20, 2017 “…Notwithstanding our efforts to protect our systems and manage cybersecurity risk, in certain cases cyber threat actors have managed to access or misuse our systems. [read post]
26 Sep 2018, 2:39 pm
In a public statement at an SEC open meeting, Chairman Jay Clayton noted that NMS stock ATSs regularly compete with national securities exchanges for order flow of the same securities, yet there is a significant difference in the information that these platforms must share with the public. [read post]
26 Sep 2018, 2:39 pm
In a public statement at an SEC open meeting, Chairman Jay Clayton noted that NMS stock ATSs regularly compete with national securities exchanges for order flow of the same securities, yet there is a significant difference in the information that these platforms must share with the public. [read post]
29 Jul 2022, 11:33 am
Covid effectively closed the business driving the stock to $12. [read post]
31 Aug 2017, 12:16 pm
It is important that we examine the impact of these products on our markets and Main Street investors,” said SEC Chairman Jay Clayton. [read post]
3 May 2008, 12:00 pm
Jay Sarles 87,500 93,869 7,975 189,344Robert F. [read post]
23 Jan 2007, 6:03 pm
Attorney's Office's first stock options prosecution. [read post]
7 Dec 2018, 10:50 am
Posted by Jay Clayton, U.S. [read post]
18 Oct 2017, 1:33 pm
He started his career at the American Stock Exchange, where he ran Business Strategy and Equity Order Flow. [read post]
