Search for: "Jay Stocking"
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16 Feb 2018, 12:03 pm
Chairman Jay Clayton told Congress, “Nobody should think it is OK to change your name to something that involves blockchain when you have no real underlying blockchain business plan and try to sell securities based on the hype around blockchain. [read post]
31 Jan 2011, 6:51 am
Boston College Law Professor Kent Greenfield led the organization of the group, and the brief was written by Jay Eisenhofer, Michael Barry and Ananda Chaudhuri of Grant & Eisenhofer P.A. [read post]
19 May 2017, 8:43 am
Burns appeared first on Stock Market Loss. [read post]
25 Feb 2021, 9:00 am
By Jay Fishman, J.D.Various financial intermediaries have submitted written letters to New York’s state legislative tax committee expressing either support for or opposition to a stock transfer tax bill (STT) James Sanders Jr. introduced in the New York Senate, accompanied by Phil Steck’s corresponding bill in the New York Assembly. [read post]
14 Dec 2018, 6:06 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
26 Feb 2018, 12:53 pm
appeared first on Stock Market Loss. [read post]
29 Sep 2017, 3:00 am
This Bloomberg article also reports that Jay suggested that he was open to working with Congress on efforts to enact “legislation to ensure executives don’t profit by buying or selling company stock before the public is told about market-moving news. [read post]
9 Apr 2012, 8:37 pm
Now the plaintiffs allege also that MBIA’s CEO Jay Brown traded in MBIA stock while planning the MBIA transformation, and that he personally profited when the transaction benefited stockholders at the structured finance policyholders’ expense. [read post]
3 Mar 2022, 10:19 am
The Section 21.20.310(10) exemption is available for an omnibus employee benefit plan that provides for the issuance of qualified incentive stock options and non-qualified restricted stock units (RSUs), performance share units (PSUs), restricted stock (or other security-types). [read post]
21 Dec 2018, 7:10 am
"Regulation A provides an exemption from registration under the Securities Act for offerings of securities up to $50 million in a 12-month period," said Chairman Jay Clayton. [read post]
24 Mar 2020, 3:00 am
Campaign Finance National: “As Campaigns Move Online, America’s Chief Watchdog Isn’t Following” by Nancy Scola for Politico National: “Bloomberg Makes Massive $18M Transfer from Campaign to DNC” by Zach Montellaro for Politico Elections Georgia: “Loeffler Stock Trades Roil Georgia Special Election” by James Arkin for Politico Utah: “Former Utah Attorney General John Swallow, Ousted by Scandal, Wants His Old Post Back” by Benjamin… [read post]
26 Mar 2007, 5:10 am
In particular, a financial interest in a transaction (other than non-controlling stock ownership) usually renders a director interested. [read post]
24 Jul 2017, 6:27 am
In 1879, Jay Gould bought the company and began laying track west. [read post]
12 Jun 2012, 5:01 am
Faulkner 100,000 185,538 0 420 285,958 Jay S. [read post]
8 Mar 2012, 8:42 pm
He did not say: “A lawyer’s time is his stock in trade. [read post]
15 Nov 2011, 9:12 am
Written by Jay Gould On October 18, 2011, the SEC released a notice of FINRA’s filing of Proposed Rule 5123 (the “Proposed Rule”) which would require FINRA members and associated persons to: 1) provide to investors disclosure documents in connection with private placements prior to sale and 2) file with FINRA such disclosure documents within 15 days after the date of first sale and any subsequent amendments. [read post]
27 Nov 2007, 12:48 am
It was a topic I covered in the post China's Economy is Running Out of Gas… Literally, and I have seen a number of newspaper and TV based reports on the problem since. as part of his comment on that post, Jay Boyle wrote: Allow the invisible hand of the free markets to set fuel prices. [read post]
1 Jul 2020, 6:03 am
June 16, 2020 The Honorable Jay Clayton Chairman U.S. [read post]
4 Jun 2012, 1:06 pm
While stocked with historical facts and connect-the-dots analysis, the book nearly reads itself as Hutto's tone is extremely conversational. [read post]
4 Mar 2012, 9:52 am
Some very sensible commentary from Jay Cost. [read post]
