Search for: "Jefferies, LLC"
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28 Nov 2022, 9:02 am
LLC Jefferies LLC Morgan Stanley & Co. [read post]
9 Jun 2008, 5:25 pm
In 2007, Topps Meat Company, LLC, recalled 21.7 million pounds of frozen hamburger patties that health officials had linked to an E. coli O157:H7 outbreak. [read post]
19 Sep 2022, 7:44 am
From May 2015 until January 2022 Rivero was associated with Jefferies LLC. [read post]
15 Oct 2012, 5:54 am
Trammell & Mills Law Firm, LLC encourages everyone to slow down, be aware of your surroundings, and look twice to save a life. [read post]
7 Jun 2015, 5:46 am
According to the complaint in each offering the investors purchased securities issued in 2013, by Veros Farm Loan Holding LLC (VFLH) and in 2014, by FarmGrowCap LLC (FarmGrowCap). [read post]
15 Jul 2019, 9:01 am
Fidelity, Jefferies, Merrill Lynch, Morgan Stanley, and Charles Schwab are among the firms that reportedly have sold CYES Strategy investments to clients. [read post]
24 Jan 2020, 9:11 am
Notably, Hunton represented Jefferies Funding LLC in its role as note purchaser and lender in connection with a $1 billion variable funding financing facility of home equity lines of credit (HELOCs) with Figure Lending LLC in a first-of-its-kind financing transaction involving collateral originated on blockchain. [read post]
14 Jan 2008, 6:18 pm
LLC Thomas Weisel Partners LLC Robert W. [read post]
3 Feb 2010, 6:37 pm
As of the bankruptcy filing, Spheris had outstanding obligations of $75.6 million on its senior credit facility (Ableco Finance LLC is the collateral agent and Cratos Capital Management, LLC is the administrative agent for the lenders). [read post]
21 Jul 2021, 12:49 pm
Citigroup Global Markets, Inc. and Jefferies LLC are also acting as book-running managers for the offering, and Canaccord Genuity LLC, Cowen and Company, LLC, Needham & Company LLC, Stifel, Nicolaus & Company, Incorporated and Loop Capital Markets LLC are acting as co-managers for the offering. [read post]
20 May 2012, 4:08 pm
Reports say he came into the eastbound lane, causing 35-year-old Jeffery A. [read post]
3 May 2017, 8:52 am
PR Restaurants, LLC, 21 Mass. [read post]
19 Jul 2020, 9:17 am
In addition, the complaint says Bienvenue served in a variety of executive roles for Jefferies from January 1996 until April 2011, and has served on the HomeFed Board since 1998, and Borden was a Jefferies Vice President from August 1988 to October 2000 and served as HomeFed’s President for 20 years, he noted. [read post]
11 Mar 2020, 8:47 am
New RS FXD R1 DTE 9/15/13 Citibank NA PRIN Protected MKT LKD DTD 5/30/13 East West BK Pasadena Calif DTD 10/4/13 JPMorgan Chase BK NA Columbus Ohio DTD 11/26/14 Abilene TEX ARPT CTFS DTD 8/1/07 Illinois ST GO BDS 2013 A DTD 4/10/13 Barclay Bank PLC ISIN DTD 9/29/11 Jefferies Group LLC/ Jefferies Group CAP FIN DTD 4/28/17 Bank of Nova Scotia LKD TO CMS RT USD DTD 7/30/13 Morgan Stanley Medium Term SR NTS DTD 10/31/13 Seagate HHD Cayman DTD 12/2/14 Morgan Stanley FIN… [read post]
8 May 2014, 12:44 pm
Woodcock, Jr.Case number: 09-cv-01093 (United States District Court for the Middle District of Florida)Case filed: June 11, 2009Qualifying Judgment/Order: July 5, 2012 04/22/2014 07/21/2014 2014-36 In the Matter of Jefferies LLC (formerly known as Jefferies & Company, Inc.)Administrative Proceeding File No. [read post]
28 Sep 2022, 12:37 pm
The following two firms have agreed to pay penalties of $50 million each: Jefferies LLC; and Nomura Securities International, Inc. [read post]
24 Sep 2019, 7:51 am
Zynerba Public Offerings Zynerba held its initial public offering in 2015, with Jefferies LLC and Piper Jaffray & Co. as joint book-running managers, and Cannacord Genuity Inc. and Oppenheimer & Co. [read post]
20 Aug 2018, 4:54 am
Jive Commerce, LLC v. [read post]
30 May 2017, 6:55 am
Frawley argued that Webb and Beversdorf were persons associated with a FINRA member, Jefferies, even though they had ceased working for Jefferies. [read post]
