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14 Jul 2022, 4:24 pm
Cooper’s revelation of the Worldcom scandal is part of what inspired Congress to pass the Sarbanes-Oxley Act, which protects whistleblowers against employment retaliation. [read post]
18 Jun 2021, 5:55 am
Turner, Hemming Morse LLP, on Thursday, June 17, 2021 Tags: Accounting, Accounting standards, Enron, FASB, PCAOB, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation Trust: A Critical Asset Posted by Don Fancher, Jennifer Lee, and Debbie McCormack, Deloitte, on Thursday, June 17, 2021 Tags: Board oversight, Boards of Directors, Compliance &… [read post]
4 Oct 2020, 7:12 am
Posted by Stephen Klemash, Jennifer Lee, and Bridget M. [read post]
10 Apr 2020, 6:01 am
Securities and Exchange Commission, on Friday, April 3, 2020 Tags: Broker-dealers, COVID-19, Form CRS, Investment advisers, Investor protection, Regulation Best Interest, SEC, Securities regulation SEC’s Carve-Out from SOX 404(b) for Low-Revenue Companies Posted by Cydney Posner, Cooley LLP, on Saturday, April 4, 2020 Tags: Accounting, Audits, Filings, Financial reporting, Internal… [read post]
17 May 2019, 6:06 am
Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Posted by Robert J. [read post]
28 Sep 2018, 6:15 am
Huennekens, and Jennifer Lee, EY Center for Board Matters, on Monday, September 24, 2018 Tags: Audit committee, Board composition, Boards of Directors, Director qualifications, Disclosure, External auditors, Financial reporting, Sarbanes–Oxley Act, Securities regulation, Transparency, Voluntary Disclosure California Law Awaiting Governor’s Signature Exceeds State’s Jurisdiction Posted by Theodore N. [read post]
4 Jul 2018, 1:30 pm
: Predicting Student Success Using LSAT Scores and Law School Performance is cited in the following article: Jennifer M. [read post]
28 Apr 2017, 6:02 am
Maese, Latham & Watkins LLP, on Thursday, April 27, 2017 Tags: Bitcoin, Blockchain, Commodities, Exchange Act, Financial regulation, Financial technology, Innovation, Listing standards, NYSE, SEC, SEC enforcement, Securities regulation The Deregulation of Private Capital and the Decline of the Public Company Posted by Elisabeth de Fontenay, Duke University School of Law, on Thursday, April 27, 2017 Tags: Capital formation, Capital markets, Deregulation, Disclosure, External financing, Firm… [read post]
3 Mar 2017, 6:16 am
Companies Posted by Jennifer V. [read post]
8 Jun 2016, 8:26 am
The SEC’s investigation was conducted by Jennifer T. [read post]
19 Apr 2016, 7:58 am
The SEC filed a complaint in federal court yesterday against Logitech’s then-chief financial officer Erik Bardman and then-acting controller Jennifer Wolf alleging that they deliberately minimized the write-down of millions of dollars of excess component parts for a product for which Logitech had excess inventory in FY11. [read post]
7 Jul 2015, 6:06 am
Editor's Note: Jennifer M. [read post]
16 May 2014, 11:47 am
This post was written by Jennifer L. [read post]
23 Jan 2014, 10:11 am
This post was written by Terence Healy, Jennifer Achilles, and John Tan. [read post]
11 Oct 2012, 6:26 am
- http://bit.ly/QNYmyd (Hemant Prasad) HBR Consulting Survey Shows Law Department Spending Is Up - http://bit.ly/QNXdXg (Monica Bay) HIPAA Compliance: $1.5M Fine After Provider’s Stolen Laptop Report Led to Full OCR Investigation – http://bit.ly/PSubCW (Linda Terner) Password Demand Laws – A Fallen Tree In An Empty Forest - http://bit.ly/R6JFpS (Michael Schmidt) Preemptive Strikes Against a Competitor’s Patent Application Preissuance… [read post]
13 Apr 2012, 7:11 am
Expansion of Protected Activity Under Sarbanes-Oxley Continues from Epstein Becker & Green: Using Zinn v. [read post]
11 Mar 2012, 1:00 am
And from Tony Judt's wife, Jennifer Homans, some thoughts, here, on Judt's Thinking the Twentieth Century. [read post]
3 Nov 2011, 5:00 am
Morgan had violated the Sarbanes-Oxley Act of 2002 (“SOX. [read post]
20 Jul 2011, 5:22 am
Kabay, Gordan Merrill) Casey Anthony – More On The Chloroform Evidence - http://bit.ly/nkIAHV (ExForensis) Client Suing McDermott for Malpractice Must Again Find New Lawyers - http://tinyurl.com/5r93y3p (Robert Hilson) Court Case Tests Right To Withhold Passwords – http://t.co/3AJbmF2 (Mathew Schwartz) Court Withdraws Opinion, But Metadata Will Still Likely Be Considered Integral Part of ESI - http://t.co/RSTzU4F (Jennifer Hradil) Data Everywhere and No Way to Control It? [read post]
20 Jul 2011, 5:22 am
Kabay, Gordan Merrill) Casey Anthony – More On The Chloroform Evidence - http://bit.ly/nkIAHV (ExForensis) Client Suing McDermott for Malpractice Must Again Find New Lawyers - http://tinyurl.com/5r93y3p (Robert Hilson) Court Case Tests Right To Withhold Passwords – http://t.co/3AJbmF2 (Mathew Schwartz) Court Withdraws Opinion, But Metadata Will Still Likely Be Considered Integral Part of ESI - http://t.co/RSTzU4F (Jennifer Hradil) Data Everywhere and No Way to Control It? [read post]
