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UPDATE: Eccleston Law Actively Seeks Investors Suffering Losses In Publicly Traded Chinese Companies
9 May 2011, 3:34 pm
If you are an investor that has suffered losses investing with a publicly traded Chinese company, or if you have information about a fraud relating to a publicly traded Chinese company, please contact Jim Eccleston at the Eccleston Law Offices at 312-332-0000. [read post]
4 Apr 2011, 9:02 am
Contact Jim Eccleston at the Eccleston Law Offices at 312-332-0000 to discuss your case. [read post]
13 Dec 2011, 1:39 pm
Please contact Jim Eccleston at the Eccleston Law Offices at 312-332-0000 to discuss your recovery options. [read post]
30 Apr 2015, 12:13 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:The SEC accused GC Resources, LLC and its owner and sole operator, Brian J. [read post]
22 Sep 2015, 1:31 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:Walter F. [read post]
4 Aug 2015, 6:48 am
From the Desk of Jim Eccleston at Eccleston Law LLC: A battle between Wells Fargo Advisors and a former employee turned ugly when emails leaked showing the employee purportedly had funneled business to his new firm, while still employed at Wells Fargo.Wells Fargo accuses the rep of funneling business for eight months before he officially left the company. [read post]
7 Dec 2014, 5:01 pm
From the Desk of Jim Eccleston at Eccleston Law Offices: The SEC has charged Edwin Fujinaga, a Nevada-based businessman, and his company MRI International, Inc. with orchestrating an $800 million Ponzi scheme. [read post]
11 Mar 2015, 2:25 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:FINRA has fined LaSalle Securities for failing to exercise adequate due diligence on private placements. [read post]
19 Nov 2015, 6:34 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Travis Shannon, a former financial advisor with Morgan Stanley Smith Barney from September 2008 to July 2013, was fired by Morgan Stanley for undisclosed outside business activities. [read post]
24 Feb 2015, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law Offices: First American Securities, Inc., an Ohio-based brokerage firm, was fined by FINRA for failing to implement, maintain and enforce a proper supervisory system. [read post]
12 Aug 2014, 10:45 am
From the Desk of Jim Eccleston at Eccleston Law Offices: According to a FINRA announcement, a 13-member Arbitration Task Force has been formed in order to improve the transparency, impartiality, and efficiency of FINRA’s securities arbitration forum. [read post]
1 May 2015, 8:25 am
From the Desk of Jim Eccleston at Eccleston Law LLC:The U.S. [read post]
29 Aug 2014, 9:58 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Wells Fargo leads the 2014 recruiting game over Merrill Lynch, Morgan Stanley and UBS. [read post]
24 Dec 2014, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law Offices: David McQueen and Trent Francke, pled guilty and were sentenced to prison for defrauding investors in a $46.5 million Ponzi scheme. [read post]
6 Feb 2015, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law Offices:According the SEC, VERO Capital Management and its president Robert Geiger, general counsel George Barbaresi, and chief financial officer Steven Downey operated a pair of funds represented to have a goal of investing primarily in mortgage-backed securities. [read post]
21 May 2015, 12:01 pm
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
14 Jul 2015, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Sean M. [read post]
22 Apr 2015, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:Idaho broker Michael Justin Hoopes pleaded guilty to wire fraud and engaging in monetary transactions in property from illegal activity. [read post]
9 Jun 2015, 1:48 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:The Ontario Securities Commission is stepping up its efforts to protect seniors.The regulator is concerned that nearly 60% of older Canadians experience some sort of major event, including lost income or investments, which has a significant impact on their financial plans.Additionally, seniors particularly are vulnerable to investment and sales tactics that do not address their unique investing needs. [read post]
7 May 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Charles Schwab & Co. [read post]
