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2 Aug 2022, 12:02 pm
In the latest episode of our Consumer Duty series, Joe Bamford and Iain Hawthorn unpack the key takeaways from the FCA’s policy statement and finalised non-handbook guidance published on 27 July 2022 and summarise immediate next steps for firms. [read post]
29 Sep 2023, 6:59 am
In our latest Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards discuss the Consumer Duty, which is now in force for all on-sale products and services, and our new Pathfinder tool which has been developed to help firms ensure they have fully implemented the Duty. [read post]
25 Oct 2021, 8:40 pm
In this latest episode we speak to Matthew Gregory and Joe Bamford about the Treasury’s consultation paper on the regulation of Buy Now Pay Later (BNPL) products. [read post]
9 Nov 2022, 5:51 am
In this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where firm’s should be now, and the key things they need to consider in taking forward their implementation plans for the new Consumer Duty. [read post]
17 Apr 2024, 7:16 am
In our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FCA’s consultation (CP23/24) on changes to the capital requirements for personal investment firms, with particular focus on how firms must calculate their potential redress liabilities for these purposes. [read post]
13 May 2021, 10:42 am
In this month’s podcast we speak to Celia Cohen in New York about recent enforcement trends in the US, with a focus on whistle-blowing; we hear from Anna Carrier in Brussels who discusses the new European commodities regime and we are delighted to welcome Jeffrey Mushens from the trade body, TISA, who will be discussing MiFID costs and charges with Matthew Gregory and Joe Bamford from our London office. [read post]
11 May 2021, 8:07 am
Episode 7 of our monthly podcast will be released tomorrow and we will be speaking to Celia Cohen in New York about enforcement trends, Anna Carrier in Brussels will be discussing the new European commodities regime, and we are delighted to welcome Jeffrey Mushens from TISA (the Investment and Savings Alliance) who will be looking at MiFID costs and charges, with Matthew Gregory and Joe Bamford. [read post]
20 Nov 2020, 6:00 am
Decision Making in 50:50 Joint Ventures Posted by Philip Zanfagna, Molly Farber, and James Bamford, Water Street Partners, on Friday, November 13, 2020 Tags: Boards of Directors, Contracts, Corporate forms, Joint ventures, Management, Partnerships, Risk, Shareholder voting Delaware Reaffirms Director Independence Principle in Founder-Led Company Posted by William Savitt, Ryan A. [read post]
22 Aug 2016, 12:18 pm
In Reuters, James Bamford suggests that the NSA may have “another Snowden” on its hands. [read post]
13 Aug 2014, 11:12 am
Senator and vice presidential candidate Joe Lieberman (I-CT) explains why the U.S. has to reinvolve itself in Iraq. [read post]
