Search for: "John Doe Bonding Companies 1 through 10" Results 1 - 20 of 97
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9 Jan 2013, 12:00 am by Kevin LaCroix
  The amount of the ERISA fidelity bond is fixed at the beginning of each plan year and cannot be less than 10 percent of the amount of the funds handled. [read post]
28 Apr 2010, 10:30 am by LindaMBeale
  Issuers of corporate bonds that pay a floating rate of interest are legitimately hedging when they buy an interest rate swap under which the counterparty accepts a fixed rate of interest and pays the issuer a floating rate that it can then pay over to its bond holders. [read post]
31 Jan 2015, 8:24 pm
Leftists and rightists tend to be ideologues; they see the world through the constricting structures of their belief systems. [read post]
30 Dec 2009, 9:57 am by structuredsettlements
  After extended period of reductions, the 10 year bond is again approaching 4% and the 30 year bond approaching 5% as I type. [read post]
18 Jul 2009, 7:31 am
This post is by my colleagues Mark Schonfeld, John Sturc, Barry Goldsmith, Eric Creizman, Jennifer Colgan Halter, Akita St. [read post]
4 Mar 2010, 8:36 am by Silvana Fumega
Had it done so by investing funds in risk-free, index-linked gilts it would have £4.5bn more in its pension fund than it does. [read post]
26 Oct 2020, 11:18 am by Andy Foreman
[xxxvii] The money and soda constitute consideration, and the intent to effect a sale through the exchange satisfies the intent requirement. [read post]
23 Jan 2020, 5:00 am by Kevin Kaufman
For equities and bonds, the base of the tax is simply the price paid for the security. [read post]
26 Nov 2014, 9:55 am by Ben
Remember John Steele, Paul Hansmeier and Paul Duffy, best known from reports as being the attorneys behind controversial 'troll' company Prenda Law ? [read post]
18 Feb 2019, 2:34 pm by Kevin LaCroix
 Indeed, the definition of “security” under Section 2(a)(1) of the Securities Act of 1933 (and the nearly identical definition under Section 3(a)(10) of the Exchange Act of 1934) includes not only a number of specific types of financial instruments, such as notes, bonds, debentures and stock, but also broad categories of financial instruments, such as evidences of indebtedness and investment contracts. [read post]
8 Jan 2023, 9:26 am by Rob Robinson
While ComplexDiscovery regularly highlights this information, it does not assume any responsibility for content assertions. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
John Reed Stark Most readers are undoubtedly familiar with the concept of “insider trading” – that is, the purchase or sale by company insiders of their personal holdings in company shares based on material non-public information. [read post]
22 May 2019, 3:56 am by Kevin LaCroix
 Indeed, the definition of “security” under Section 2(a)(1) of the Securities Act of 1933 (and the nearly identical definition under Section 3(a)(10) of the Exchange Act of 1934) includes not only a number of specific types of financial instruments, such as notes, bonds, debentures and stock, but also broad categories of financial instruments, such as evidences of indebtedness and investment contracts. [read post]
13 Oct 2022, 1:55 pm by Kevin LaCroix
What data- driven risk oversight processes does the corporation have in place to assess and mitigate the impact of quantifiable securities litigation risk exposures? [read post]