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24 Aug 2021, 8:50 pm
In this latest episode, Jonathan Herbst and Matthew Gregory discuss the impact of this on foreign firms operating by way or branch or subsidiary in the UK. [read post]
11 Nov 2021, 6:22 am
In this episode of RT Plus, Jonathan Herbst, Hannah Meakin and Jochen Vester discuss the application of the IFPR regime to commodities firms at a macro level, the relevance of any transitional provisions, the position on concentration risk and any pitfalls that market players should be aware of. [read post]
13 Feb 2023, 7:47 am
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Anna Carrier discuss ESMA’s recent opinion on the trading venue perimeter and compare it to the FCA’s proposals in CP22/18. [read post]
8 Mar 2022, 10:38 am
In the first instalment of our ‘Governance: Financial Crime series’, Jonathan Herbst and Haney Saadah consider market conduct issues in light of the developments in Ukraine and the UK’s Economic Crime Bill. [read post]
31 Aug 2023, 5:37 am
In our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbst and Katie Stephen, who discuss some recent regulatory developments in relation to culture, as well as some practical steps that firms can be taking in this area. [read post]
1 May 2024, 6:54 am
In our latest Global Regulation Tomorrow Plus podcast Partner Jonathan Herbst and Of Counsel Uzmah Yunis share their thoughts on the FCA’s recent consultation paper on payment optionality for investment research. [read post]
1 May 2024, 6:54 am
In our latest Global Regulation Tomorrow Plus podcast Partner Jonathan Herbst and Of Counsel Uzmah Yunis share their thoughts on the FCA’s recent consultation paper on payment optionality for investment research. [read post]
20 Jul 2021, 3:12 am
In this episode, Jonathan Herbst and Hannah Meakin take a first look at some of the headline points to emerge from this paper, including proposals around the STO, the need to trade on a trading venue and the potential for quantitative metrics to be replaced with qualitative metrics, particularly in respect of systematic internalisers. [read post]
9 Nov 2023, 6:19 am
In this latest Regulation Tomorrow Plus podcast (recorded on 2 November), Jonathan Herbst, Hannah Meakin and Anita Edwards discuss HMT’s proposals and the next steps for firms. [read post]
13 Oct 2023, 9:14 am
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the UK/EU MoU on regulatory cooperation in financial services, equivalence and the impact on market infrastructure. [read post]
2 Nov 2020, 1:32 am
In episode 2 we will be chatting to Jonathan Herbst on the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton Rose Fulbright’s recently conducted Operational Resilience Survey. [read post]
3 Feb 2023, 4:46 am
In this podcast Jonathan Herbst is joined by Albert Weatherill and Hannah Meakin who provide their views on the key headlines including scope, authorisation, timing and process. [read post]
11 Dec 2020, 10:34 am
In this month’s episode we catch up on Brexit with Jonathan Herbst, we take a global look at vulnerable customer initiatives with John Coley from the Risk Consultancy practice in London and Helen Taylor from Sydney, and we speak to Katie Stephen and Sonya Zywko for an update on enforcement matters. [read post]
18 Jul 2023, 8:15 am
In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, who share their views on the key takeaways from the Chancellor’s recent Mansion House speech and the government’s response to the UK Investment Research Review. [read post]
14 Jun 2023, 4:34 am
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Jonathan Herbst, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the FCA’s recent Policy Statement on the UK equity secondary markets regime and how the new rules compare with the EU regime. [read post]
25 Feb 2022, 4:26 am
In this episode, Jonathan Herbst and Hannah Meakin discuss the FCA’s recent consultation paper, CP22/2 – Strengthening our financial promotion rules for high risk investments, including cryptoassets. [read post]
26 Mar 2021, 7:54 am
In this episode of Regulation Tomorrow Plus, Jonathan Herbst and Katie Stephen discuss this week’s whistleblowing publications by the FCA and what this might mean for financial services firm. [read post]
9 Nov 2022, 5:51 am
In this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where firm’s should be now, and the key things they need to consider in taking forward their implementation plans for the new Consumer Duty. [read post]
11 Nov 2020, 3:23 am
We chat to Jonathan Herbst about the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton Rose Fulbright’s recently conducted Operational Resilience Survey. [read post]
29 Mar 2017, 9:17 am
Following the UK Government’s delivery to the EU of the letter triggering Article 50, Jonathan Herbst provides a brief update from a financial services perspective. [read post]
