Search for: "Jones v. SEC" Results 221 - 240 of 322
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12 Nov 2020, 2:18 pm by Kevin LaCroix
”[v] This means compliance must be shown not only for plaintiff Jones but also for every offer and every sale in the “offering. [read post]
29 Jul 2018, 1:14 pm by Randy Barnett
Kavanaugh has also made some important Fourth Amendment rulings: "Most notably, in Jones v. [read post]
6 Sep 2012, 8:59 pm
    ·         B-UT: $121K fee app. denied entirely for failure to disclose retainer, payments received from major creditor/insider. http://bit.ly/yNNT4u ·         6-BAP affirms dismissal of ttee's complaint seeking avoidance & recovery of prepet noncompensatory penalty pymts to IRS http://bit.ly/xFnxua ·         1-BAP: Silence is implied… [read post]
3 May 2016, 5:08 pm by Kevin LaCroix
  Following a hack into Jones’ computer system, the SEC brought the aforementioned enforcement action against Jones for non-compliance with a regulatory rule requiring investment managers to adopt cyber-security policies and procedures. [read post]
4 Aug 2008, 12:01 pm
Our guest blogger, Sean Costello of Jones Day, opined that Judge Easterbrook of the Seventh Circuit solved this riddle in Spivey v. [read post]