Search for: "Jones v. SEC" Results 41 - 60 of 322
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11 Nov 2021, 2:07 pm by Kevin LaCroix
”[17]   The new regime at the SEC now oversees a new breed of retail investor that trades via new digital platforms, a revived IPO market (over 302 new IPO filings through SPACs) and is tasked with designing the regulatory framework for a post-pandemic era shaped by ESG.[18]   According to attorneys at Kaufman Dolowich & Voluck, LLP, “[w]ith the SEC’s focus on ESG disclosure and issues of materiality, alleged ESG-related material misstatements and… [read post]
18 Jul 2021, 11:22 am by admin
”[6] Tenpenny is an anti-vaccination osteopathic physician, who shakes down fearful parents at vaccination bootcamps, and hangs out with internet hoodlums such as Alex Jones, and the plumped-up pillow purveyor, Mike Lindell. [read post]
16 Apr 2021, 5:51 am
Llewellyn, Fenwick & West LLP, on Sunday, April 11, 2021 Tags: Board composition, Boards of Directors, California, Diversity, ESG, Human capital, Management, Tech companies Supreme Court to Weigh in on Presumption of Reliance in Securities Class Actions: Goldman Sachs v. [read post]
12 Nov 2020, 2:18 pm by Kevin LaCroix
”[v] This means compliance must be shown not only for plaintiff Jones but also for every offer and every sale in the “offering. [read post]
16 Aug 2019, 6:00 am
Securities and Exchange Commission, on Friday, August 9, 2019 Tags: Capital formation, Innovation, Investor protection, IPOs, Public firms, SECSEC rulemaking, Securities enforcement, Securities regulation Finalized Volcker Rule Amendments Posted by V. [read post]