Search for: "Jones v. SEC"
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18 May 2018, 6:21 am
U.S. v. [read post]
7 May 2018, 3:52 am
The SEC has published a statement on the exposure of public sector companies to cyber security risks and imposed a $35m penalty to investment company Altaba Inc. [read post]
23 Mar 2018, 9:47 am
Fifth Circuit’s Decision The Fifth Circuit’s decision striking down the DOL’s Fiduciary Rule in Chamber of Commerce v. [read post]
12 Jan 2018, 6:00 am
SEC v. [read post]
31 Dec 2017, 11:01 am
United States v. [read post]
29 Sep 2017, 12:21 pm
Jones–Kelley, 675 F.3d 580, 583 (6th Circuit 2012). [read post]
16 Sep 2017, 10:26 am
See opinion below (with hotlinks to SEC-filed documents added). [read post]
5 Aug 2017, 11:50 am
, Haney v. [read post]
16 Jun 2017, 11:57 am
Today's DJ features Ruling Limits Ability to Appeal Class Cert Denial by Jeffrey LeVee and Jason Wright of Jones Day about Monday's SCOTUS opinion in Microsoft v. [read post]
9 Jun 2017, 8:55 am
O’Brien In the recent case of BNSF Railway Co. v. [read post]
5 May 2017, 1:45 pm
U.S. v. [read post]
3 May 2017, 7:04 am
Judge Higginbotham wrote a response to the dissent, and Judge Jones followed by briefly noting that the response should not be confused with a precedential opinion (EEOC v. [read post]
26 Apr 2017, 8:45 pm
One of the leading cases on this approach is Eagleman v. [read post]
24 Feb 2017, 5:35 am
Kim, Wachtell, Lipton, Rosen & Katz, on Friday, February 17, 2017 Tags: Bank boards, Banks, Dodd-Frank Act, Donald Trump, FDIC, Financial crisis, Financial institutions, Financial regulation, Mergers & acquisitions, Money laundering, Securities enforcement, Securities regulation, Stress tests, Systemic risk SEC Enforcement in Financial Reporting and Disclosure—2016 Year in Review Posted by David Woodcock, Jones Day, on Saturday, February 18, 2017 Tags:… [read post]
9 Feb 2017, 3:04 am
This order has been challenged now in this lawsuit: Public Citizen v. [read post]
26 Aug 2016, 1:43 pm
Jones v. [read post]
22 Jul 2016, 7:55 pm
By 2008 U.S. courts deemed the area to be under de facto sovereignty of the United States (Boumediene v. [read post]
16 Jun 2016, 2:48 pm
Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
3 May 2016, 5:08 pm
Following a hack into Jones’ computer system, the SEC brought the aforementioned enforcement action against Jones for non-compliance with a regulatory rule requiring investment managers to adopt cyber-security policies and procedures. [read post]
23 Feb 2016, 7:36 am
Jones Capital Equities Management, Admin. [read post]
