Search for: "Julie Hedges" Results 21 - 40 of 1,401
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2 Jan 2024, 6:30 am
In response to concerns about excessive risk-taking and misleading valuation practices in the hedge fund industry, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “DFA” or “Dodd-Frank”) in July 2010. [read post]
2 Jan 2024, 6:30 am
In response to concerns about excessive risk-taking and misleading valuation practices in the hedge fund industry, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “DFA” or “Dodd-Frank”) in July 2010. [read post]
2 Apr 2013, 6:00 am by Richard Kummer
The SEC charged a California-based hedge fund analyst with insider trading in advance of a merger of two technology companies based on nonpublic information he received from his friend who was an executive at one of the companies.The SEC also charged the executive and another trader in the $29 million insider trading scheme.The SEC alleges that the hedge fund analyst of San Clemente, Calif., was tipped in advance of a July 2008 announcement that Foundry Networks Inc. had… [read post]
16 Jul 2005, 9:16 am
[JURIST] Egyptian security officials hedged Saturday on their willingness to comply with a request by British officials for the extradition of Magdy Mahmoud Mustafa el-Nashar, currently detained in Cairo in connection with the July 7 bombings in London [JURIST report]. [read post]
11 Jul 2009, 8:51 am
Brody and two entities he controlled, New York hedge fund Colonial Fund LLC and its adviser,... [read post]
5 Aug 2014, 1:08 pm by Glo
Oklahoma City, OK — On Wednesday, July 9th, 2014, Elijah Hedges was in an accident involving a flatbed trailer. [read post]
8 Oct 2013, 7:48 pm by James Hamilton
As the AIFMD came into force in July, both AIFMs and national supervisors have begun to prepare for their regulatory filings. [read post]
6 Aug 2007, 10:20 am
Bear Stearns is getting the lion's share of attention, but other investment banks are having hedge-fund problems of their own as the credit crisis deepens. [read post]
9 Nov 2019, 8:09 am
The rules, which became effective for proxy statements filed in fiscal years beginning on or after July 1, 2019, implement a Dodd-Frank mandate. [read post]
7 Jul 2016, 1:30 pm by Pillsbury Investment Fund Group
Pillsbury is hosting a hedge fund startup event with 100 Women in Hedge Funds next Thursday, July 14. [read post]
19 Jul 2017, 6:17 am
Pacces, Erasmus School of Law in Rotterdam, on Wednesday, July 19, 2017 Editor's Note: Alessio M. [read post]
29 Jan 2019, 6:21 am
The final rules will apply to proxy statements and information statements for the election of directors during fiscal years that begin on or after July 1, 2019 (July 1, 2020 for emerging growth companies and smaller reporting companies). [read post]
31 Aug 2016, 12:24 am by Anthony Primelo
In July 2015, the Connecticut District Court granted plaintiff leave to file an amended complaint, granted a motion to transfer to another district, and denied without prejudice defendant’s motion to dismiss. [read post]
17 Jul 2007, 11:00 am
Tax Analysts has made available to the public four important articles by Lee Sheppard on the taxation of hedge funds and their managers: The Unbearable Lightness of the Carried Interest Bill (July 2, 2007) Blackstone Proves Carried Interests Can Be... [read post]
2 Jun 2010, 5:23 pm by Hedge Fund Attorney
The following are various hedge fund events happening this month. [read post]
8 Feb 2011, 8:12 am by Jay D. Dean
The New York Times reported Saturday that more than a quarter of Goldman Sachs’ partners used various hedging strategies from July 2007 through November 2010, based on its reporters’ analysis of regulatory filings. [read post]
30 Mar 2012, 11:16 am by Elan Mendel
In July the agency predicted that only about 750 applicants would seek registration. [read post]