Search for: "Julie Hedges"
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1 May 2015, 3:00 am
The following are various hedge fund events happening this month. [read post]
1 May 2015, 3:00 am
The following are various hedge fund events happening this month. [read post]
25 Feb 2008, 6:17 am
According to the indictment, from October 1999 to July 2003, Lauer and his co-defendants manipulated the closing market price of thinly traded shell company securities to falsely inflate the value of Lancer Group hedge funds. [read post]
9 Oct 2007, 4:18 am
Winton Capital Management, a $10 billion London hedge fund manager, has sold a 10 percent stake to a new Goldman Sachs-backed private equity fund reportedly targeting hedge funds. [read post]
25 Feb 2007, 3:48 pm
’ ” Here is the WSJ’s story from Saturday, and the below excerpt of one hedge fund’s hardball litigation tactics in defending itself against a lawsuit from a disgruntled former employee” Harry Cohen sued hedge fund NorOdin Investment Management in a Connecticut federal court in July. [read post]
23 Sep 2013, 7:02 am
On July 22, 2013, the Act Implementing the Alternative Investment Fund Managers (AIFM) Directive entered into force in Germany. [read post]
4 Jul 2011, 9:54 pm
Acknowledging that not all hedge funds invest in hard to value instruments, the following items may be of interest to readers: "Financial Model Mistakes Can Cost Millions of Dollars" by Susan Mangiero, Expert Witnesses, Volume 7, Number 1, Spring/Summer 2011, American Bar Association "Critical Issues for Hedge Funds: Special Report - The State of Valuation," Interview With Susan Mangiero, Securities Industry News, 2007 … [read post]
26 Aug 2022, 7:00 am
Broker-Dealers May Have Not Fully Apprised Hedge Fund Investors of the Risks According to Bloomberg, sources report that on July 18, 2022, Legion Strategies suspended investor redemptions. [read post]
18 Jan 2008, 7:12 am
" in July 2007, and on "IRS Whistleblower Program: Hedge Funds and Private Equity Firms Under Increasing IRS Scrutiny for Tax Abuses" in November 2007. [read post]
5 May 2022, 9:01 pm
July 31, 2020, was an ill-fated day for financier Dan Kamensky. [read post]
1 Jul 2007, 4:46 am
[The hearing schedule and other details regarding attendance may be found at the TTAB website (lower right-hand corner)].July 10, 2007 - 2 PM: In re Spirits International, N.V., Serial No. 74382759 [Section 2(e)(3) refusal of MOSKOVSKAYA for vodka, on the ground that the mark is primarily geographically deceptively misdescriptive].July 12, 2007 - 2 PM: In re Bridger Management LLC, Serial No. 78516349 [Section 2(d) refusal of BRIDGER CAPITAL for hedge fund services, on the… [read post]
18 Apr 2011, 1:19 pm
An SEC senior official indicated that, while the Commission will issue final rules under Dodd-Frank mandating hedge fund and private equity fund registration in advance of July 21, the SEC will consider extending the date by which these advisers must register and come into compliance with the obligations of a registered adviser until the first quarter of 2012. [read post]
22 Jul 2016, 6:10 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 22, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 15–July 21, 2016. [read post]
26 Aug 2014, 6:28 pm
The legal battle over the hedge is between two Santa Monica properties. [read post]
12 Aug 2008, 11:46 am
But this time, it's for the profits the commodity trader made for the hedge fund he advises. [read post]
9 Feb 2012, 2:00 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), which was adopted in July 2010 with the goals of reducing risk, increasing transparency and promoting market integrity within the financial system, significantly alters the space within which hedge funds and other private funds currently operate. [read post]
7 Feb 2011, 10:19 am
This broad stroke eliminates the basis upon which hedge fund managers have traditionally been exempt from investment adviser registration. [read post]
16 Sep 2013, 2:38 pm
Fund’s status changes to comply with the applicable Dodd-Frank requirements.On July 12, 2013, the CFTC voted 3-1 to adopt final guidance to provide greater legal certainty and clarity to U.S.and non-U.S. market participants regarding obligations under the Commodity Exchange Act (CEA) with respect to cross-border swaps activities. [read post]
11 Jun 2013, 1:25 pm
The amended definition excludes persons associated with a mutual fund or hedge fund from serving as public arbitrators... [read post]
21 Jul 2017, 6:04 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 21, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 14–20, 2017. [read post]
