Search for: "Julie Hedges"
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4 Aug 2011, 1:54 pm
His giant hedge fund Paulson & Co. continues to feel the heat from poor performance, with the firm's most well-known portfolios notching double-digit losses through July. [read post]
3 Aug 2007, 4:29 am
The Massachusetts state pension system lost $30 million with this week’s collapse of Sowood Capital Management, the first evidence that public money also went down the drain when the $3 billion Boston hedge fund lost more than half its value in July. [read post]
29 Jul 2016, 6:03 am
Posted by Paula Loop, PricewaterhouseCoopers LLP, on Thursday, July 28, 2016 Tags: Boards of Directors, Engagement, Hedge funds, Institutional Investors, Long-Term value, Mergers & acquisitions,Shareholder activism, Shareholder proposals, Shareholder value [read post]
16 Aug 2007, 9:52 am
In July, the U.S. [read post]
18 Jun 2014, 5:06 am
On June 16, 2014, the SEC issued its first-ever charge of whistleblower retaliation under section 922 of the Dodd-Frank Act, charging a hedge fund advisor and its owner with “engaging in prohibited principal transactions and then retaliating against the employee who reported the trading activity to the SEC. [read post]
31 Jul 2017, 12:25 pm
On July 24, 2017, the Federal Reserve Board “announced guidelines for banking entities seeking an extension to conform certain ‘seeding’ investments in hedge funds or private equity funds (‘covered funds‘) to the requirements of … the Volcker Rule. [read post]
20 Jul 2015, 2:13 pm
On July 8, Moody’s issued Rating Methodology – Moody’s Approach to Rating Transactions Backed by Portfolios of Hedge Fund Investments. [read post]
16 Feb 2011, 2:00 am
Watch the video In enacting the Dodd-Frank Act, Congress significantly altered the regulatory landscape for hedge fund advisers by eliminating (effective July 21, 2011) the fewer-than-fifteen client exemption from registration pursuant to Section 203(b)(3) of the Investment Advisers Act of 1940. [read post]
12 Aug 2008, 4:55 pm
CSX initially refused to declare the winners, announcing that the election results were "too close to call," but on July 16 it conceded that four insurgent directors had, in fact, been elected. [read post]
10 Jul 2017, 1:36 pm
US hedge fund investments in Europe are up 20% in 2017 as of July 4th and many funds will be looking into activist opportunities to boost the return on their investment. [read post]
30 Jul 2021, 5:48 am
Macey (Yale), on Friday, July 23, 2021 Tags: Boards of Directors, Duke Energy, Engagement, Firm performance, Hedge funds, Institutional Investors, Management, Shareholder activism Commenters Weigh in on SEC Climate Disclosures Request for Public Input Posted by Gabriel Rosenberg, Margaret Tahyar, and Betty Huber, Davis Polk & Wardwell LLP, on Saturday, July 24, 2021 Tags: Climate change, Environmental… [read post]
11 Jul 2013, 11:00 pm
The U.S Department of the Treasury’s (Treasury) Financial Stability Oversight Council designated two nonbank financial companies as potential threats to financial stability.The Securities and Exchange Commission (SEC) allowed hedge funds and private firms to advertise for money and adopted rules to protect investors from fraud.The U.S. [read post]
13 Aug 2010, 3:56 pm
Record, July 15, 2010, p. [read post]
20 Jun 2011, 2:14 am
The modified exemption can be found here: Section 260.204.9 (Effective July 21, 2011) Background information and the finding of emergency can be found here: California Finding of Emergency The notice can be found here: Notice of Emergency Action **** Bart Mallon is an attorney with a practice focused on hedge funds and investment adviser registration. [read post]
14 Jul 2012, 4:25 am
Government response due on July 23, I hear. [read post]
22 Jul 2011, 4:30 am
” Important Roger Parloff piece on litigation finance [Fortune, now out from paywall] “Hedge Funds Finance Medical Malpractice Claims” [Jeff Segal, Michael Sacopulos and Wayne Oliver, Forbes via White Coat] Criminalizing bad parenting: more scrutiny of “Caylee’s Law” proposals [Steve Chapman, L.A. [read post]
21 Jul 2011, 5:33 pm
On July 18, 2011, a judgment was entered against Michael Cardillo in SEC v. [read post]
13 Jul 2011, 2:11 pm
Here is the summary: Proprietary trading and investments in hedge funds and private... [read post]
30 Nov 2016, 11:58 am
During July 2007, two of Bear Stearns’ large hedge funds... [[ This is a content summary only. [read post]
28 May 2010, 2:57 pm
Mallon P.C. is a top hedge fund law firm which provides comprehensive formation and regulatory support for hedge fund managers. [read post]
