Search for: "K&K Trading Corporation"
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14 Jun 2022, 9:01 pm
Forms 6-K. [read post]
12 Jun 2022, 9:01 pm
In December 2021, As You Sow, a non-profit foundation promoting environmental and social corporate responsibility, filed shareholder proposals on behalf of Amazon.com and Comcast Corporation shareholders for action at each of their 2022 annual meetings. [read post]
26 Dec 2015, 8:12 pm
Posted by Jon Eisenberg, K&L Gates LLP, December 26, 2015 – Harvard Law School Forum on Corporate Governance and Financial Regulation: “In its 2015 Financial Report, the SEC repeated its view that one of the two principal purposes of the Securities Act of 1933 and the Securities Exchange Act of 1934 is to ensure that “people who sell and trade securities—brokers, dealers and exchanges—must treat investors fairly and honestly, putting… [read post]
25 Jul 2017, 7:03 am
Business Development Corporation of America is a non-traded business development company that invests in both the debt and equity of private middle market companies. [read post]
15 Jul 2011, 6:40 am
Editor’s Note: The following post comes to us from Charles K. [read post]
13 May 2019, 3:00 am
Here’s an excerpt from the SEC’s press release: According to the SEC’s complaint, while Brian Fettner was a guest in the home of a longtime friend who was also the general counsel of Cintas Corporation, Fettner surreptiously viewed documents contemplating an acquisition of G&K Services Inc. by Cintas. [read post]
28 Nov 2016, 3:24 am
Now, National Fuel Gas has rejected Gamco’s nominee, as reported in the company’s Form 8-K. [read post]
28 Jan 2011, 4:03 am
Our Updated Model Insider Trading Policy The January-February issue of The Corporate Counsel was just mailed - along with a Special Supplement with our newly updated Model Insider Trading Policy - and includes pieces on: - Insider Trading Enforcement is Back -Time to Update your Insider Trading Policy - Our Updated Model Policy - Year Two of the Director Qualifications, Etc. [read post]
23 Aug 2011, 12:09 pm
As a corporate and regulatory attorney who has also handled litigation matters, Mr. [read post]
29 Nov 2007, 4:33 am
By K&L Gates Parkdale Am., LLC v. [read post]
1 Apr 2014, 11:15 am
The Pension Benefit Guaranty Corporation (PBGC) is touting a proposal that would add the option for 401(k) and other defined contribution plan participants to elect at time of distribution to have the balance of their 401(k) plan account converted to traditional pensions. [read post]
4 Feb 2020, 10:46 am
As publicly traded retailers begin to prepare their annual reports and 2020 proxy statements, they should keep in mind a number of new and amended SEC disclosure items. [read post]
3 Jun 2016, 1:22 pm
Chandrasekhar and Simona K. [read post]
14 Feb 2020, 6:31 am
Posted by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, February 14, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 7–13, 2020. 8-K Trading Gap Act Posted by Michael Kaplan, Richard D. [read post]
28 Dec 2016, 6:24 pm
We have a wide variety of accomplished speakers including: the Honorable Edith Ramirez, Chairwoman, Federal Trade Commission, Honorable Maureen K. [read post]
11 Jan 2012, 7:55 am
An 8-K that Steve Madden, Ltd. [read post]
2 Mar 2011, 10:31 am
Trading revenue dropped while non-compensation expenses, which were affected by regulatory proceedings and litigation, went up 14%. [read post]
13 Oct 2006, 5:00 pm
Isaac- Partner, Finnegan, Henderson, Farabow, Garrett & Dunner LLP, Reston, VirginiaAutomated Patent Portfolio Analysis and Categorization bySteven K. [read post]
31 Jul 2012, 7:25 am
The plaintiffs are purchasers of K-Dur 20, a sustained-release potassium chloride tablet, and include plaintiffs CVS Pharmacy, Inc., Rite Aid Corporation, and Louisiana Wholesale Drug Company, Inc. [read post]
18 Mar 2008, 7:58 am
Kremin of David K. [read post]
