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15 May 2014, 1:22 pm by Gustav L. Schmidt
The amounts at issue could have been significant considering this particular hedge fund’s investment in Agrium, Inc. exceeded $1 billion, but none of the nominees were ultimately elected to the Agrium, Inc. board. [read post]
9 Jun 2014, 6:00 am by Joy Waltemath
An employee who testified unfavorably to his former employer in an arbitration proceeding and then had his shares of stock called days after the arbitration decision was finalized, thereby losing out on $540,000 in dividends for that year, plausibly alleged that the company breached its covenant of good faith and fair dealing by retaliating against him for his testimony in violation of public policy, concluded an Eighth Circuit panel, reversing the dismissal of his claim (Kmak v American… [read post]
30 Sep 2015, 12:06 pm by Adam Weinstein
Turner & Company, LLP (JP Turner) and Newport Coast Securities Inc. [read post]
23 May 2016, 2:57 pm by Lax & Neville LLP
On April 29, 2016, the Securities and Exchange Commission (“SEC”) filed an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of The Securities Exchange Act of 1934, Section 203(k) of The Investment Advisers Act of 1940, and Rule 102(e) of The Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and A Cease-and-Desist Order (the “Order”) against Santos, Postal & Company,… [read post]
23 May 2016, 2:57 pm by Lax & Neville LLP
On April 29, 2016, the Securities and Exchange Commission (“SEC”) filed an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of The Securities Exchange Act of 1934, Section 203(k) of The Investment Advisers Act of 1940, and Rule 102(e) of The Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and A Cease-and-Desist Order (the “Order”) against Santos, Postal & Company,… [read post]
2 Aug 2011, 1:05 am by Kevin LaCroix
  In at least one case, the auditor purportedly received false information directly from the bank itself, prompting the auditor to resign. [read post]
29 Aug 2012, 7:34 am by Sonya Hubbard
Based on recent news accounts, one would conclude that things are going swimmingly at Ebix, Inc. [read post]
2 Aug 2019, 6:07 am by Overhauser Law Offices, LLC
YOUR WAY. 5776557 LIVING GRAINS FOR LOVING LIFE 5776523 MY ADDICTION ROCK WEAR 5772598 BREVO 5776503 INTEGRITY DEFENSE SERVICES INC. 5776428 HERITAGE THEATER BAR 5776424 LEARN. [read post]
1 Jul 2019, 10:10 am by Overhauser Law Offices, LLC
YOUR WAY. 5776557 LIVING GRAINS FOR LOVING LIFE 5776523 MY ADDICTION ROCK WEAR 5772598 BREVO 5776503 INTEGRITY DEFENSE SERVICES INC. 5776428 HERITAGE THEATER BAR 5776424 LEARN. [read post]
16 Nov 2009, 1:11 pm by knowtification
Bancorp $29.23B Morgan Stanley $28.00B American Express Company $26.62B Citigroup Inc [read post]
16 Nov 2009, 1:11 pm by knowtification
Bancorp $29.23B Morgan Stanley $28.00B American Express Company $26.62B Citigroup Inc [read post]
16 Jun 2016, 4:32 am by Jerry Kalish
A plan sponsor can build in all these “shall nots” in their Investment Policy Statement (assuming that they even have one) but sometimes participants do what they do. [read post]
22 Apr 2015, 6:55 am by Law Lady
DELRAY PROPERTY INVESTMENTS, INC., SOSQ PROPERTY INVESTMENTS, INC., HATIM HASHWANI and ROBERT GEISERMAN, Appellees. 4th District.Costs -- Defendant was denied due process when costs were assessed against it without a written motion for costs and without providing defendant an opportunity to be heardMEDICAL SPECIALISTS OF TAMPA BAY, LLC, Appellant, v. [read post]