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5 Jun 2023, 6:24 am by Unknown
By Anne Sherry, J.D.The Supreme Court is being asked to review a Second Circuit holding that a failure to make a disclosure required under Regulation S-K Item 303 can support a private claim under Exchange Act Section 10(b), even in the absence of an otherwise misleading statement. [read post]
14 Apr 2007, 3:55 pm
Keller Rohrback, a Seattle-based law firm and one of the leaders in 401(k) class action law suits, has now turned its attention to 403(b) plans. [read post]
19 Sep 2023, 2:00 am by Sherica Celine
Read now » Related Content Memorandum to Management on 8-K Triggering Events and Related Disclosure Reporting Procedures Help company management understand 8-K requirements, timeline, and reportable events. [read post]
20 Jan 2016, 10:00 am by Law Offices of Nancy J. Bickford, APC
This includes defined contribution plans such as 401(k), 401(a) and/or 403(b). [read post]
15 Sep 2023, 3:06 am by Meredith Ervine
The annual periods presented in the 20X3 Form 10-K were not impacted by the errors. [read post]
16 Nov 2010, 11:05 am by Steve Bainbridge
Section 1503(b)(1) of the Act requires a Current Report on Form 8-K if a company is issued an imminent danger order under section 107(a) of the Federal Mine Safety and Health Act of 1977 (an “Order”) by the federal Mine Safety and Health Administration. [read post]
31 Oct 2008, 1:45 am by Av. Şamil DEMİR
k bürosunu arayarak sormaya ba? [read post]
3 Oct 2023, 8:00 am by Sherica Celine
Safe harbor plan designs allow plan sponsors to bypass certain nondiscrimination testing requirements that apply to qualified plans that have a cash or deferred arrangement (e.g., 401(k) and 403(b) plans), and that may provide for matching contributions. [read post]
2 Jan 2024, 1:10 pm by Sherica Celine
Comprehensive Form 10-K Help clients that have fallen behind on their filings get back on track. [read post]
4 Jan 2021, 3:02 am by Liz Dunshee
This article recommends that issuers consider making the Form D filing in NY for Rule 506(c) offerings – but not necessarily for Rule 506(b) offerings. [read post]