Search for: "KPMG LLP v. SEC"
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17 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 17, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 10-16, 2024 Fee Variation in Private Equity Posted by Juliane Begenau (Stanford University), and Emil Siriwardane (Harvard Business School), on Friday, May 10, 2024 Tags: Fee Variation, GPs, LPAs, Private equity, SEC Investment Advisers and Sponsors Compliance Policies: Hot Topics… [read post]
17 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 17, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 10-16, 2024 Fee Variation in Private Equity Posted by Juliane Begenau (Stanford University), and Emil Siriwardane (Harvard Business School), on Friday, May 10, 2024 Tags: Fee Variation, GPs, LPAs, Private equity, SEC Investment Advisers and Sponsors Compliance Policies: Hot Topics… [read post]
15 May 2024, 9:01 pm
The Commission orders a censure, monetary penalties, and a suspension from appearing or practicing before the SEC for the audit partner. [read post]
19 Apr 2024, 9:27 am
For more information on SEC v. [read post]
20 Oct 2023, 2:40 pm
. **** CFM Items Cole-Frieman & Mallon LLP, along with industry leaders MG Stover, Harneys, and KPMG, is a premier sponsor of the CoinAlts Annual Fund Symposium, which is being held in San Francisco on October 26, 2023. [read post]
19 Jul 2023, 9:05 pm
SB 261 would embrace a considerably larger universe than the proposed SEC rules because it would cover all large companies, not just the public reporting ones under the SEC’s jurisdiction.[16] Most U.S. [read post]
26 Aug 2022, 6:30 am
Birnbaum, and Haimavathi V. [read post]
26 Aug 2022, 6:30 am
Birnbaum, and Haimavathi V. [read post]
29 Jun 2022, 1:31 pm
Supreme Court’s ruling in Digital Realty Trust, Inc. v. [read post]
23 Jul 2021, 6:06 am
Posted by Lindsey Stewart, KPMG LLP, on Friday, July 16, 2021 Tags: Accounting, Accounting standards, Financial reporting, Internal auditors, Internal control, International governance, Sarbanes–Oxley Act, SOX, UK Chair Gensler’s Insight on the SEC’s New Regulatory Agenda Posted by Brian V. [read post]
7 May 2021, 5:55 am
Matsuo, KPMG LLP, on Monday, May 3, 2021 Tags: Compliance and disclosure interpretation, Disclosure, Environmental disclosure, ESG, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation Proxy Season: Early Highlights and Emerging Themes Posted by Richard Fields and Elizabeth Morgan, King & Spalding LLP, on Tuesday, May 4, 2021 Tags: Board composition, Boards of… [read post]
2 Sep 2020, 9:39 am
In October of 2019, the Big 4 U.S. accounting firms of Deloitte & Touche LLP, Ernst & Young LLP, KPMG LLP, PricewaterhouseCoopers LLP submitted a letter containing an agenda request to FASB expressing concerns about the proper method for accounting for and disclosing supply chain financings. [read post]
18 May 2015, 3:00 am
KPMG LLP paid $8.2 million to settle allegations that it provided prohibited extra services to audit clients. [read post]
27 Apr 2015, 6:42 am
ACTION NOTICE DATE CLAIM DUE DATE 2015-36 SEC v. [read post]
24 Jul 2014, 7:23 am
Further, they acted in a manner that reflected the knowledge and required judgment characteristic of work in that profession (Pippins v KPMG LLP, July 22, 2014, Lynch, G). [read post]
8 Jul 2014, 4:20 am
In American Pipe & Construction Co. v. [read post]
25 Oct 2010, 7:26 am
(US v. [read post]
13 Sep 2010, 5:22 am
KPMG LLP - the Second Circuit certified the following question to the Court, "would the doctrine of in pari delicto bar a derivative claim under New York law where a corporation sues its outside auditor for professional malpractice or negligence based on the auditor's failure to detect fraud committed by the corporation...? [read post]
3 Jan 2010, 4:55 am
Since both Overstock.com and the SEC were parties to those emails, the company was fully aware that I was communicating with the SEC. [read post]
6 Aug 2009, 6:51 am
He also dropped similar cases against accounting firm KPMG LLP, Ernst & Young LLP, Grant Thornton LLP and PricewaterhouseCoopers LLP. [read post]
