Search for: "Kara M. Stein" Results 1 - 20 of 86
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
Commissioner Stein on the State of the SEC
9 May 2014, 1:33 pm by Eric C. Chaffee
., Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Stein on FINRA
13 Jun 2014, 2:24 pm by Eric C. Chaffee
On May 29, 2014, Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Stein on Capital Markets
10 Feb 2014, 2:53 pm by Eric C. Chaffee
On February 6, 2014, Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Stein on Big Data
4 Nov 2016, 12:51 pm by Eric C. Chaffee
On October 28th at the Big Data in Finance Conference at the University of Michigan, Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Stein on Compliance
21 May 2014, 1:57 pm by Eric C. Chaffee
., Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Stein on Amending Regulation A
18 Dec 2013, 2:34 pm by Eric C. Chaffee
On December 18, 2013 in Washington, D.C. at an SEC open meeting, Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Stein on Exchange-Traded Products
9 Sep 2017, 8:32 am by Eric C. Chaffee
On September 8, 2017, Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Stein on NASAA and the SEC
8 Apr 2014, 1:06 pm by Eric C. Chaffee
., Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioner Stein on the PCAOB
7 Feb 2014, 2:31 pm by Eric C. Chaffee
., Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
SEC Commissioner Stein's Critique of Mutual Funds & Areas of Future SEC Rule Making
17 Jun 2015, 7:48 am by Anne Tucker
SEC Commissioner Kara M. [read post]
Business Law Prof Blog - http://lawprofessors.typepad.com/business_law/
Commissioner Stein Speaks at the ABA Business Law Section’s Federal Regulation of Securities Committee Fall Meeting
23 Nov 2013, 12:48 pm by Eric C. Chaffee
On November 22, 2013, Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Chair White and Various SEC Commissioners Offer Remarks at the "SEC Speaks" Conference
22 Feb 2014, 2:17 pm by Eric C. Chaffee
Gallagher, and Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Stein Hopes to Explore Problems with Short-Termism, Lack of Board Diversity
1 May 2015, 8:34 am by John Jascob
By Amanda Maine, J.D.SEC Commissioner Kara M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Aguilar, Stein Say SEC’s Bad Actor Wavier “Blind” to Oppenheimer’s Misdeeds
5 Feb 2015, 8:08 am by John Jascob
Aguilar and Kara M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Speaks 2015
23 Feb 2015, 8:53 am by Eric C. Chaffee
Piwowar, and Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Commissioners Piwowar, Stein United on Move to T+2 Settlement
1 Jul 2015, 5:01 am by John Jascob
Piwowar and Kara M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Adopts Cross-Border Security-Based Swap Rules
29 Jun 2014, 1:48 pm by Eric C. Chaffee
Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Statement from Commissioner Stein on Regulation S-K
14 Apr 2016, 6:23 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Appoints New Chairperson and Board Members to the Public Company Accounting Oversight Board
8 Nov 2021, 1:05 pm by Mark Astarita
Williams as Chairperson and Christina Ho, Kara M. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Commissioner Stein Remarks on U.S. Securities-Based Crowdfunding
3 Mar 2017, 6:19 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov