Search for: "Kara M. Stein"
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5 Nov 2021, 1:16 pm
According to the SEC press release, her other previous roles include “Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara M. [read post]
5 Nov 2021, 1:16 pm
According to the SEC press release, her other previous roles include “Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara M. [read post]
14 Jul 2016, 3:04 am
Here are some of Kara’s main points – followed by my ten cents in brackets: – Creation of a “Digital Disclosure Task Force” comprised of investors, analysts, academics, companies and technologists (I’m dubious about this. [read post]
23 Apr 2018, 6:51 am
One of those critics is SEC Commissioner Kara M. [read post]
13 May 2016, 6:13 am
Kotler, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, May 11, 2016 Tags: Advanced notice, Business judgment rule, Change in control, Conflicts of interest, Delaware cases, Delaware law,Director liability, Disclosure, Duty of good faith, Financial advisers, Liability standards, Merger litigation, Mergers & acquisitions, Negligence, Securities damages, Shareholder suits Disclosure in the Digital Age Posted by Kara M Stein, U.S. [read post]
6 Nov 2013, 9:54 pm
SEC Commissioner Kara M. [read post]
18 Sep 2018, 6:44 am
Commissioner Kara Stein expressed her support for moving forward on an SEC proposal issued in 2016 that would require the use of universal proxy cards in director elections. [read post]
15 Apr 2019, 8:05 am
Bartels also served as counsel to Commissioner Kara M. [read post]
24 Jul 2014, 5:00 am
Piwowar Statement at SEC Open Meeting On Money Market Fund Reform by Commissioner Kara M. [read post]
2 Jul 2018, 7:41 am
Piwowar Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rule from Chairman Jay Clayton Statement on Proposed Amendments to the Commission’s Whistleblower Program Rules by Commissioner Kara M. [read post]
29 Sep 2015, 5:00 am
Panel Introduction by Commissioner Kara M. [read post]
14 Dec 2020, 11:09 am
Possible appointments include former SEC commissioner Kara Stein, Former commissioner Rob Jackson, Preet Bharara, a former United States attorney for the Sothern District of New York, Maxine Waters head of the House Financial Services Committee and, Gary Gensler who is currently leading the financial policy transition team for the future Biden administration[6]. [read post]
19 Jun 2017, 3:13 am
As of today, Jay Clayton (R) is Chairman, with Kara M. [read post]
25 Nov 2016, 1:43 pm
Piwowar (against), Commissioner Kara M. [read post]
18 Nov 2014, 1:05 pm
Along the same lines, at the 15th Annual “Live from the SEC” conference held a day later on November 13, 2014, Commissioner Kara M. [read post]
2 Jul 2013, 6:00 am
In addition, two recent nominees to the SEC, Kara M. [read post]
25 May 2018, 6:00 am
Piwowar and two other sitting commissioners: Kara Stein, a Democrat, and Hester Peirce, a Republican. [read post]
13 Feb 2015, 5:00 am
Aguilar and Kara M. [read post]
5 Apr 2019, 3:30 am
http://clsbluesky.law.columbia.edu/2019/04/03/putting-investors-first-reviewing-proposals-to-hold-executives-accountable/ SEC Nominee Emergesby Matt KellyRadical Compliance [Allison] Lee previously worked at the SEC from 2005 to 2018, including a stint as counsel for former Democratic commissioner Kara Stein, who stepped down from the SEC in December. [read post]
20 Jul 2013, 9:48 am
Commissioner Nominees On Thursday the Senate Banking Committee unanimously voted to confirm Commissioner nominees Kara M. [read post]
