Search for: "Katz v. Securities and Exchange Commission"
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13 Dec 2019, 6:00 am
Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission” Posted by Jay Clayton, U.S. [read post]
2 Jul 2021, 5:59 am
Carlin, and Sabastian V. [read post]
22 Jan 2016, 6:13 am
Securities and Exchange Commission, on Wednesday, January 20, 2016 Tags: Acquisition likelihood, Acquisition premiums, Acquisitions, Delaware law, Delaware legislation, DGCL, Incentives,Management, Mergers & acquisitions, Retention, Shareholder power, Shareholder value, Shareholder voting, Short-form merger, Target firms, Tender offer Compensation Season 2016 Posted by Michael J. [read post]
8 Jan 2021, 5:52 am
Securities and Exchange Commission, on Tuesday, January 5, 2021 Tags: Capital formation, Direct listings, Due diligence, Institutional Investors, Investor protection, IPOs, Listing standards, NYSE, Retail investors, SEC, SEC rulemaking, Securities regulation, Underwriting Say-on-Pay Votes and Compensation Disclosures Posted by Brian V. [read post]
24 Jan 2022, 6:30 am
Securities and Exchange Commission (“SEC”) and if the Biden Administration’s Build Back Better Act makes further headway. [read post]
9 Dec 2016, 1:00 am
Karp and Sabastian V. [read post]
10 Jun 2016, 6:15 am
Securities & Exchange Commission, on Friday, June 3, 2016 Tags: Audit trail, Capital formation, Capital markets, Disclosure, Dodd-Frank Act, Equity capital, Investor protection, JOBS Act, Regulation NMS, SEC, SEC rulemaking, Securities regulation, Small firms, Transparency Delaware Court of Chancery Appraises Fully-Shopped Company at Nearly 30% Over Merger Price Posted by Martin Lipton and Theodore N. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Saturday, December 9, 2017 Tags: Capital formation, Conflicts of interest, Disclosure, EDGAR, Exchange-traded funds, Financial reporting, Investment advisers, Investment Company Act, Investor protection, SEC, Securities regulation, Transparency Do Professional Norms in the Banking Industry Favor Risk-taking? [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission) and Michael E. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
17 Dec 2009, 6:33 am
Emmerich, Sabastian V. [read post]
23 Jul 2021, 6:06 am
Securities and Exchange Commission, on Wednesday, July 21, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, SEC, SEC rulemaking, Securities regulation, Stakeholders, Sustainability Global Climate and Sustainability Reporting Continues to Grow Posted by David M. [read post]
21 Aug 2023, 6:30 am
Securities Exchange Commission, No. 23-60230 (5th Cir.) [read post]
21 Aug 2023, 6:30 am
Securities Exchange Commission, No. 23-60230 (5th Cir.) [read post]
19 Jan 2012, 3:17 am
Securities and Exchange Commission in the case against Newman and another former employee, Jesse Tortora. [read post]
16 Mar 2018, 6:08 am
Securities and Exchange Commission, on Thursday, March 15, 2018 Tags: Accounting, Disclosure, Exchange-traded funds, Financial reporting, Investor protection, Liquidity, Mutual funds, Risk management, Securities regulation, Transparency [read post]
28 Mar 2011, 1:29 am
District Court Judge Jed Rakoff in Securities and Exchange Commission v. [read post]
15 Feb 2022, 2:05 pm
Claims brought following the de-SPAC are similar to securities lawsuits brought against other public companies, arising under Section 10(b), Section 14(a) and/or Section 20(a) of the Securities Exchange Act. [read post]
12 Aug 2022, 6:51 am
Katz, and Sabastian V. [read post]
