Search for: "Kelly Matte" Results 41 - 60 of 411
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31 Aug 2022, 3:30 am by John Jenkins
” Over on Radical Compliance, Matt Kelly takes a look at the company’s disclosures and observes that they pretty much checked all of the boxes when it comes to the SEC’s disclosure expectations. [read post]
31 Mar 2017, 6:00 am by Doug Cornelius
United’s Policy Management Lessons by Matt Kelly in Radical Compliance Compliance officers who want a glimpse of your future, look no further than the spectacle that unfolded Sunday morning at Denver International Airport: a tale of policy management mismanaged, reputation risk, and plenty of commentary on social media. [read post]
7 Mar 2022, 9:01 pm by John Jenkins
Over on “Radical Compliance”, Matt Kelly blogged about a recent Association of Fraud Examiners benchmarking report on the technologies companies use to fight fraud. [read post]
22 Jan 2016, 6:00 am by Doug Cornelius
Corporate Disclosure, Social Policy, and Dirty Pool by Matt Kelly in Radical Compliance [L]et’s use the Conflict Minerals Rule as the flagship example of a much broader bad idea in Dodd-Frank—using federal securities law to force social policy on corporations. [read post]
3 Nov 2017, 6:07 am by Doug Cornelius
by Matt Kelly in Radical Compliance Compliance officers, rejoice! [read post]
18 Mar 2016, 8:00 am by Doug Cornelius
Five Questions for Our SEC Commissioner Nominees by Matt Kelly in Radical Compliance How would you strike the balance between investor access to information and companies’ ability to raise capital easily? [read post]
10 Feb 2011, 3:02 pm
According to the Belleville News Democrat, Illinois Workers' Compensation Commission arbitrator Jennifer Teague tried to keep public hearings of ex-Trooper Matt Mitchell a secret. [read post]
25 Apr 2016, 2:16 pm by Alyson Carney
Matthew Arpino (2L), Emily Bendana (2L), and Bryan Kelly (2L) represented Pace Law School. [read post]
20 Jul 2018, 6:03 am by Doug Cornelius
Compliance 101: Defining a Control by Matt Kelly in Radical Compliance Last week I was speaking at an ethics and compliance event in Houston, where one of the other speakers stumped the crowd with a deceptively simple question: What is a control? [read post]
21 Dec 2012, 5:00 am by Doug Cornelius
Dispatches From the Front Lines of the Ethics & Culture Wars by Matt Kelly in Compliance Week Does your organization know what its values actually are? [read post]
18 Nov 2016, 7:37 am by Doug Cornelius
Four Companies to Watch for ‘Trump Risk’ by Matt Kelly in Radical Compliance Last week two companies became the first public filers to cite the incoming Trump Administration as a risk worth disclosing in the Risk Factors section of their quarterly reports. [read post]
21 Dec 2012, 5:00 am by Doug Cornelius
Dispatches From the Front Lines of the Ethics & Culture Wars by Matt Kelly in Compliance Week Does your organization know what its values actually are? [read post]
5 Apr 2019, 12:30 pm by Nancy Spivey
“Our nonprofit clients are relieved by this news,” remarked Kelly Holden, DBL Law Nonprofit Group practice leader. [read post]
2 Sep 2016, 5:06 am by Doug Cornelius
Conflicted Feelings About Conflict Minerals by Matt Kelly in Radical Compliance Don’t die of shock, but a new government report finds that compliance with the Conflict Minerals Rule is still sputtering. [read post]
27 Jan 2017, 6:00 am by Doug Cornelius
Trump Gets Subtle Pre-taliation Warning by Matt Kelly in Radical Compliance On Wednesday the Office of Special Counsel issued a reminder that any policies about communications from government employees—like, say, telling them to stop talking about climate change; or to stop talking entirely—must include language that those employees are still free to raise alarms about misconduct. [read post]
14 Oct 2021, 3:00 am by John Jenkins
Over on “Radical Compliance,” Matt Kelly recently blogged about Gurbir Grewal’s first speech as Director of the SEC’s Division of Enforcement, and he says Grewal signaled that the agency will take a harder line on penalties under his leadership: The SEC’s new director of enforcement delivered his first speech this week, where he outlined a more aggressive use of monetary penalties to deter corporate misconduct and how the SEC will evaluate cooperation… [read post]
20 Apr 2020, 3:00 am by Jim Sedor
Campaign Finance National: “Biden Campaign’s Selection of Preferred Super PAC Stokes Strife in Democratic Party” by Michelle Ye Hee Lee, Michael Scherer, and Matt Viser for Washington Post Texas: “Top Travis County Official Returns $5,000 After Campaign Ethics Violation” by Ryan Autullo for Austin American-Statesman Washington: “Justices: $18M campaign finance penalty to be reconsidered” by Gene Johnson for AP News Elections Louisiana:… [read post]