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10 May 2019, 6:17 am
When Dual-Class Stock Met Corporate Spin-Offs Posted by Geeyoung Min (Columbia Law School) and Young Ran (Christine) Kim (University of Utah), on Friday, May 3, 2019 Tags: Agency costs, Agency model, Dividends, Dual-class stock, IPO Spinning, IPOs, Management, Mergers & acquisitions, Reorganizations, Shareholder voting, Spinoffs Aiming Toward the Future Posted by Tami Groswald-Ozery, Harvard Law School, on Friday, May… [read post]
3 Jan 2012, 10:19 am
Anita Krug is speaking on implementing Dodd-Frank.Prof. [read post]
13 Nov 2016, 5:46 pm
The Dodd-Frank Act: Throughout his campaign, Donald Trump said that if elected he intended to repeal the Dodd-Frank Act. [read post]
11 Nov 2010, 11:43 am
SEC: According to Tom Kim, the SEC staff have revised their approach to reviewing extreme convertibles with a reemphasis on facts and circumstances. [read post]
23 Dec 2022, 6:30 am
Kim and Leon E. [read post]
23 Dec 2022, 6:30 am
Kim and Leon E. [read post]
31 May 2013, 7:57 am
As you are aware, the Dodd-Frank Act transferred oversight of mid-sized investment advisers from the SEC to the States. [read post]
31 May 2013, 7:57 am
As you are aware, the Dodd-Frank Act transferred oversight of mid-sized investment advisers from the SEC to the States. [read post]
5 Sep 2022, 9:01 pm
The final rules implement the “pay versus performance” disclosure requirements mandated by Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act enacted in 2010. [read post]
1 Mar 2011, 5:10 pm
Dodd Frank and the FCPA: The Truth and Consequences[By: Michael Diaz Jr. [read post]
9 Jun 2014, 8:01 am
On the legal front, new regulations, such as Dodd-Frank, impose heightened compliance and other burdens on many companies and boards. [read post]
20 Aug 2014, 8:32 am
On the legal front, new regulations, such as Dodd-Frank, impose heightened compliance and other burdens on many companies and boards. [read post]
27 Apr 2016, 2:31 am
Thanks to Dodd-Frank and shareholder activism, there’s always something new to learn. [read post]
9 Sep 2014, 12:43 am
On the legal front, new regulations, such as Dodd-Frank, impose heightened compliance and other burdens on many companies and boards. [read post]
8 Nov 2017, 8:34 am
And I gave a lot of facts to Kim Lay, Enron’s CEO, and I thought he would investigate. [read post]
6 Jan 2012, 5:01 pm
Rapp (Toledo), Regulating On-line Peer-to-Peer Lending in the Aftermath of Dodd-Frank (comments by Andrew Verstein (Yale)) (my introductory blog post) Stavros Gadinis (U.C. [read post]
1 Jun 2018, 6:07 am
Han Kim (University of Michigan), Ernst G. [read post]
27 Mar 2017, 12:57 pm
Ballard Spahr attorney James Kim, a former senior CFPB enforcement lawyer who now represents industry, was also a panel member. [read post]
7 Dec 2018, 5:00 am
MSRB COO Mark Kim said that the board’s website has been fully designed and is ready to go for those signing in on February 27, the compliance date of the amendments to the Municipal Securities Disclosure Rule. [read post]
15 Nov 2011, 5:00 am
Kim, Ettore A. [read post]
