Search for: "Kristina Neff Burland"
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22 Apr 2019, 10:27 am
By Kristina Neff Burland On April 16, the Securities and Exchange Commission (SEC)’s Office of Compliance Inspections and Examinations (OCIE) released a new Risk Alert that identifies common compliance issues facing investment advisers and broker-dealers with respect to the privacy notice and safeguard policy requirements of Regulation S-P. [read post]
27 Jan 2021, 12:32 pm
Fox Rothschild LLP associate Kristina Neff Burland and I examined the interplay between HIPAA and the use of AI in this article published on January 21, 2021 by OneTrust DataGuidance. [read post]
