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16 Dec 2010, 2:15 pm
There is also a direct parallel to the tale of how Bob Rubin and Larry Summers responded to Brooksley Born’s concerns on the regulation of OTC derivatives during the Clinton Administration. [read post]
14 Jun 2017, 9:00 am
My fellow panelists were Ajay Mehrotra, Peter Merrill, Ray Beeman, and Lee Sheppard. [read post]
30 Oct 2018, 7:02 am
FIMSAC member Sonali Theisen of Bank of America Merrill Lynch asked how the group would track active authorized participants, who would provide the information, and whether it would be made available publicly and with what frequency. [read post]
25 Feb 2014, 6:12 am
(Pix (C) Larry Catá Backer 2014)This Blog Essay site devotes every February to a series of integrated but short essays on a single theme. [read post]
26 Jul 2010, 10:01 pm
As Larry Ribstein has been asking for years, do we really want to be sending a message to investors that risk is bad when it often leads to valuable innovation and wealth creation? [read post]
17 Dec 2010, 9:00 am
Recently actor Larry Hagman won an arbitration securities case against Citigroup, the third largest U.S. bank. [read post]
29 Aug 2012, 11:27 am
In other SEC-related news, Larry Eiben the co-founder of Moxy Vote, an investment web site, wants the Commission to put into effect rules that recognize a new investment adviser category. [read post]
19 Dec 2007, 10:10 pm
First, it was Arthur Andersen, then the Merrill Lynch bankers in the Nigerian Barge case, and then KPMG. [read post]
16 Dec 2011, 6:20 pm
Meanwhile, that price increase might have little effect on Rich Lawyer Larry. [read post]
7 Jan 2015, 7:00 am
Larry J. [read post]
5 Jun 2009, 7:16 am
(My colleague Larry Ribstein's post on this is here.) [read post]
9 Aug 2010, 2:12 pm
Holzle, 15 years younger than Reid, assumed Reid's position as Director of Operations, and Douglas Merrill, 20 years younger than Reid, took over his other duties. [read post]
1 Jun 2010, 4:20 pm
Summary of HITECH Act of 2009[By: Rick Merrill |In: Health Law, Personal Rights]24. [read post]
5 Aug 2010, 12:36 pm
Summary of HITECH Act of 2009[By: Rick Merrill |In: Health Law]19. [read post]
14 Mar 2010, 11:01 pm
At any rate, Peter Henning and Larry Ribstein have both done a good job of analyzing the main problem facing the Lehman insiders from a criminal standpoint. [read post]
13 Dec 2006, 7:17 pm
Hansen, Eric Hansen, Merrill Hansen, Dave Harding, Celia Hardwick, Kevin Hardy, James T. [read post]
27 Sep 2010, 1:49 am
The Norges lawsuit follows on the heals of the separate opt-out lawsuit filed against Merrill Lynch on behalf of the New York pension funds, about which I commented here. [read post]
8 Sep 2017, 5:05 am
Larry Hogan’s re-election campaign could be hit with a $250 fine for a minor violation of state election law, an inconvenience that has erupted into a partisan brawl. [read post]
30 Mar 2010, 10:06 am
" As for Alito's relegation of the economic debate to Congress, Larry Ribstein opinedthat it might be true, but was "unfortunate given where Congress is headed these days. [read post]
5 Sep 2009, 8:00 am
Merrill Lynch Asset Management, Inc., 694 F.2d 923 (2d Cir. 1982). [read post]
