Search for: "Laura Pendergest-Holt"
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12 May 2009, 2:55 pm
Pendergest-Holt Indicted: A federal grand jury in Houston returned a two-count indictment today charging Laura Pendergest-Holt, the chief investment officer of Houston-based Stanford Financial Group, with conspiring to obstruct an SEC proceeding investigating SFG, as well as a substantive count of obstructing the SEC proceeding. [read post]
7 Apr 2009, 4:29 pm
., and that company's chief investment officer, Laura Pendergest-Holt, 35. [read post]
19 Jun 2009, 5:31 am
Todays 50-page indictment of Sir Allen and six others accuses them of co-conspiracy to defraud investors of $7 billion in certificates of deposit at Stanford's bank in Antigua.Stanford is charged with conspiracy to commit wire fraud, mail fraud and securities fraud: seven counts of wire fraud, 10 counts of mail fraud, conspiracy to obstruct an investigation for the Securities and Exchange Commission, obstruction of an investigation by the SEC and conspiracy to commit money laundering.If… [read post]
24 Mar 2009, 7:00 am
A third Stanford Financial executive, Laura Pendergest-Holt, also was named in the suit and faces a separate criminal complaint accusing her of obstruction of justice. [read post]
14 Apr 2009, 4:00 am
Pendergest-Holt believed he was representing her. [read post]
25 Aug 2010, 2:38 am
First, the lawyer for Laura Pendergest-Holt, Stanford Financial’s former Chief Investment Officer, told the court that Pendergest-Holt had entered a settlement with the insurers. [read post]
11 May 2009, 2:24 pm
Charges Added to Stanford Exec’s Indictment: Laura Pendergest-Holt, chief investment officer of the Stanford Financial Group, will be indicted Tuesday on additional charges besides existing counts of obstruction of justice, reports Fox Business Network. [read post]
10 Jun 2010, 7:00 am
Stop the Madness: Stanford Co-Defendant Asks to be Tried Separately – Law Blog – WSJ – It's Laura Pendergest-Holt, the chief investment officer, who is much more famous around here for being the one who got screwed by Proskauer's Thomas Sjoblom. [read post]
27 Aug 2009, 11:21 pm
Also, Sjoblom learned that the bank's chief investment officer Laura Pendergest-Holt, didn't manage that part of the portfolio. [read post]
18 Feb 2009, 8:51 am
The SEC also charged Stanford International Bank chief financial officer James Davis as well as Laura Pendergest-Holt, chief investment officer of Stanford Financial Group, in the enforcement action. [read post]
13 Mar 2009, 10:30 am
(The only person who has been criminally charged in the Stanford situation is Laura Pendergest-Holt, who is using a team from the Salt Lake City-based firm Parsons Behle & Latimer in her civil dustup with the SEC and Houston-based attorney Dan Cogdell in her criminal case.) [read post]
19 Jun 2009, 11:55 am
I expected Laura Pendergest-Holt, chief investment officer of Stanford Financial. [read post]
27 Feb 2023, 1:18 pm
In the complaint, filed in Federal District Court in Dallas, the SEC accused Stanford and two associates — James Davis, a director and chief financial officer of Stanford Group and the Antigua-based bank affiliate, and Laura Pendergest-Holt, the chief investment officer of both organizations — with misrepresenting the safety and liquidity of the uninsured CD’s. [read post]
23 Jun 2009, 10:10 pm
Defendants Laura Pendergest-Holt, Gilberto Lopez and Mark Kuhrt are executives of Stanford Financial Group. [read post]
15 Mar 2010, 4:30 pm
(by EPIC)Laura Pendergest-Holt, et al v. [read post]
3 Jul 2012, 4:29 pm
In other Texas securities news, ex-Stanford Financial group chief investment officer Laura Pendergest Holt has pled guilty to charges that she obstructed the SEC’s probe into Stanford International Bank, which was owned by Ponzi scammer Robert Allen Stanford. [read post]
12 Oct 2009, 2:31 am
As detailed in a prior post (here), the insurer had been prepared to begin advancing defense expenses of Stanford Group’s former CFO, Laura Pendergest-Holt, subject to a reservation of its rights to later deny coverage under the policy if circumstances should warrant. [read post]
11 Aug 2009, 2:26 am
UPDATE: The receiver's response to Pendergest-Holt's motion can be found here. [read post]
9 Mar 2009, 5:00 am
It certainly sounds like the February 10 testimony of Laura Pendergest-Holt, a Stanford executive, in front SEC investigators did not go well. [read post]
17 Feb 2009, 11:15 am
Davis and Laura Pendergest-Holt. [read post]
