Search for: "Lene Powell"
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13 Sep 2023, 12:10 pm
By Lene Powell, J.D.The Council for Institutional Investors identified human capital as a “highest priority” project area for the International Sustainability Standards Board (ISSB) in the next two years. [read post]
5 Oct 2022, 6:15 am
By Lene Powell, J.D.Derivatives industry association FIA urged the CFTC to issue “relevant, practical guidance” on what event contracts are permissible under the Commodity Exchange Act. [read post]
22 Jul 2019, 6:32 am
By Lene Powell, J.D. [read post]
6 Sep 2023, 5:03 am
By Lene Powell, J.D.Jurisdictions outside the E.U. are looking at ways to introduce new standards on sustainability disclosures, including Australia, Japan, Singapore and the UK, said Sue Lloyd, vice-chair of the International Sustainability Standards Board, in recent remarks at a banking conference in Germany. [read post]
29 Apr 2015, 6:29 am
By Lene Powell, J.D.A panel of the Ninth Circuit affirmed the dismissal of a counterclaim alleging breach of fiduciary duty by directors of a California corporation with a Canadian parent company. [read post]
5 Apr 2018, 9:21 am
By Lene Powell, J.D. [read post]
2 Feb 2016, 8:42 am
By Lene Powell, J.D.The First Circuit dealt disappointment to both sides in a CFTC enforcement action, ruling that a federal district court correctly ruled that an individual had committed commodity pool fraud and failed to register as a commodity pool operator, but did not have to pay restitution. [read post]
1 Oct 2021, 7:54 am
By Lene Powell, J.D.A Ninth Circuit panel upheld a lifetime trading ban for an individual who fraudulently solicited funds from investors and made false statements to a regulatory authority. [read post]
24 Jun 2015, 7:03 am
By Lene Powell, J.D.At a conference of the Federation of European Accountants (FEE) in Belgium, PCAOB Chairman James Doty stressed the importance of international cooperation in joint inspections and policy work. [read post]
5 Apr 2021, 6:13 am
By Lene Powell, J.D.In the wake of the spectacular collapse of Archegos Capital Management, CFTC Commissioner Dan Berkovitz urged the commission to revisit regulatory requirements for family investment offices, warning that a recent regulatory rollback hampers the agency’s ability to protect the integrity of the commodity markets. [read post]
9 Sep 2019, 9:08 am
By Lene Powell, J.D. [read post]
13 Apr 2018, 5:00 am
By Lene Powell, J.D. [read post]
13 Mar 2024, 8:56 am
By Lene Powell, J.D.The SEC is “pursuing a power grab” over the crypto industry by engaging in enforcement while foregoing rulemaking, crypto giant Coinbase told the Third Circuit. [read post]
13 Jan 2022, 6:22 am
., Lene Powell, J.D., and Brad Rosen, J.D. [read post]
1 Aug 2019, 8:26 am
By Lene Powell, J.D. [read post]
26 Sep 2019, 6:51 am
By Lene Powell, J.D. [read post]
11 Jan 2022, 5:00 am
By Lene Powell, J.D.A CEO’s shares in a company acquired by a special purpose acquisition company (SPAC) were not subject to a lockup restriction, the Delaware Court of Chancery held. [read post]
25 Jul 2023, 9:10 am
By Lene Powell, J.D.Parts of the recent controversial ruling in SEC v. [read post]
29 Sep 2016, 6:49 am
By Lene Powell, J.D.A federal district court erred in awarding partial summary judgment for the SEC in an enforcement action against a bank and its CEO for alleged disclosure and accounting fraud, the Eleventh Circuit ruled. [read post]
1 Sep 2021, 12:29 pm
By Lene Powell, J.D.The SEC Investor Advisory Committee has released two draft recommendations scheduled to be considered at its September 9 meeting. [read post]
